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Original filing (PDF)20251015145354NAL0006495680001
FIDUCIARY WISE, LLC
Form 5500
FILING_RECEIVED
PREFERRED EMPLOYER PLAN II
Defined-contribution retirement plan
Signals · 2
No recordkeeper disclosed7 service providers
Active participants
1,513
Accounts w/ balance
1,578
Plan assets (EOY)
$75.8M
Net assets (EOY)
$75.7M
How this plan invests
This plan
51 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (7 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FIDUCIARY WISE, LLC.
Plan sponsor
Name
FIDUCIARY WISE, LLC
EIN
92-3047404
Address
2487 SOUTH GILBERT ROAD · SUITE 106-454 · GILBERT, AZ · 85295
Phone
(480) 855-4017
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2I · Stock bonus
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
METZ CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | CUSTODIAN | $12K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IFAM CAPITAL LLC | 47-2600132 | FORT COLLINS, CO | ADVISOR | $10K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INWEST RETIREMENT SOLUTIONS | 75-2408441 | MIDLAND, TX | TPA | $15K | — |
| PENSION FINANCIAL SEVICES | 58-1485803 | DELUTH, GA | TPA | $7K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDUCIARY WISE, LLC | 81-3799174 | GILBERT, AZ | FIDUCIARY | $8K | — |
| COUNSEL TRUST COMPANY | 26-0010549 | YORK, PA | — | — | — |
| NY LIFE SECURITIES LLC | — | — | — | $0 | — |
Investments
51 direct securities· $75.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Total International Index Mutual funds 711 JPMorgan SmartRetirement 2035 Fund Common collective trust funds | — | — | — | $14.7M | 19.4% | |
| JPMorgan SmartRetirement Fund Common collective trust funds | — | — | — | $14.3M | 18.9% | |
| JPMorgan SmartRetirement 2045 Fund Common collective trust funds | — | — | — | $14.0M | 18.5% | |
| JPMorgan SmartRetirement 2055 Fund Common collective trust funds | — | — | — | $12.2M | 16.1% | |
| Fidelity 500 Index Fund Mutual funds | — | — | — | $4.2M | 5.5% | |
| Flex Focus Moderate 2035 Common collective trust funds | — | — | — | $3.1M | 4.1% | |
| Fidelity Large Cap Growth Index Fund Mutual funds | — | — | — | $2.7M | 3.6% | |
| JPMorgan SmartRetirement 2040 Fund Common collective trust funds 353 * Nationwide Fixed Select Option Guaranteed investment contract | — | — | — | $1.1M | 1.4% | |
| Flex Focus Moderate 2045 Common collective trust funds | — | — | — | $1.0M | 1.4% | |
| Participant Loans Interest rates from 4.25% to 10.50% $0 | — | — | — | $906K | 1.2% | |
| Fidelity Total Market Index Mutual funds | — | — | — | $872K | 1.2% | |
| Flex Focus Moderate 2055 Common collective trust funds | — | — | — | $825K | 1.1% | |
| Federated Hermes Government Obligations Fund Common collective trust funds | — | — | — | $640K | 0.8% | |
| Fidelity Mid Cap Index Fund Mutual funds | — | — | — | $593K | 0.8% | |
| Fidelity Large Cap Value Index Fund Mutual funds | — | — | — | $582K | 0.8% | |
| Fidelity U.S. Bond Index Fund Mutual funds | — | — | — | $578K | 0.8% | |
| Flex Focus Moderate Retirement Common collective trust funds | — | — | — | $512K | 0.7% | |
| Fidelity Small Cap Index Fund Mutual funds | — | — | — | $499K | 0.7% | |
| Fidelity International Index Fund Mutual funds | — | — | — | $401K | 0.5% | |
| Flex Focus Moderate 2065 Common collective trust funds | — | — | — | $321K | 0.4% | |
| JPMorgan SmartRetirement 2065 Fund Common collective trust funds | — | — | — | $319K | 0.4% | |
| Vanguard 500 Index Fund Common collective trust funds | — | — | — | $256K | 0.3% | |
| Self Directed Brokerage Account Mutual funds | — | — | — | $202K | 0.3% | |
| Fidelity Emerging Markets Index Fund Mutual funds | — | — | — | $160K | 0.2% | |
| Fidelity Inflation-Protected Bond Index Fund Mutual funds | — | — | — | $148K | 0.2% | |
| Invesco Nasdaq 100 Index Fund Common collective trust funds | — | — | — | $76K | 0.1% | |
| JPMorgan SmartRetirement 2060 Fund Common collective trust funds | — | — | — | $61K | <0.1% | |
| Vanguard Information Technology Index Fund Common collective trust funds | — | — | — | $58K | <0.1% | |
| VTSAX-Vanguard Total Stock Market Index Fund Common collective trust funds | — | — | — | $44K | <0.1% | |
| Vanguard Financials Index Fund Common collective trust funds | — | — | — | $37K | <0.1% | |
| Vanguard Target Retirement 2050 Fund Mutual funds | — | — | — | $35K | <0.1% | |
| Vanguard Growth Index Fund Common collective trust funds | — | — | — | $32K | <0.1% | |
| Fidelity International Bond Index Fund Mutual funds | — | — | — | $24K | <0.1% | |
| Vanguard Total International Stock Index Fund Common collective trust funds | — | — | — | $18K | <0.1% | |
| (continued) JPMorgan SmartRetirement 2050 Fund Common collective trust funds | — | — | — | $18K | <0.1% | |
| Akre Focus Retail Fund Common collective trust funds | — | — | — | $15K | <0.1% | |
| Fidelity Advisor Emerging Markets Fund Mutual funds | — | — | — | $11K | <0.1% | |
| Fidelity Advisor Small Cap Value Fund Mutual funds | — | — | — | $10K | <0.1% | |
| Baron Partners Fund Common collective trust funds | — | — | — | $9K | <0.1% | |
| BlackRock iShares S&P 500 Index Fund Common collective trust funds | — | — | — | $8K | <0.1% | |
| ALPS/CoreCommodity Management CompleteCommodities Strategy Fund Common collective trust funds | — | — | — | $5K | <0.1% | |
| Fidelity Advisor International Real Estate Fund Mutual funds | — | — | — | $5K | <0.1% | |
| Vanguard Energy Index Fund Common collective trust funds | — | — | — | $5K | <0.1% | |
| American Funds SMALLCAP World Fund Common collective trust funds | — | — | — | $5K | <0.1% | |
| PIMCO Real Return Fund Common collective trust funds | — | — | — | $4K | <0.1% | |
| Fidelity Advisor Utilities Fund Mutual funds | — | — | — | $3K | <0.1% | |
| Vanguard Energy Fund Common collective trust funds | — | — | — | $3K | <0.1% | |
| Morgan Stanley Institutional Fund, Inc. Growth Portfolio Common collective trust funds | — | — | — | $2K | <0.1% | |
| Morgan Stanley Insight Fund Common collective trust funds | — | — | — | $1K | <0.1% | |
| Morgan Stanley Institutional Fund, Inc. Inception Portfolio Common collective trust funds | — | — | — | $1K | <0.1% | |
| Morgan Stanley Inst Discovery Fund Common collective trust funds | — | — | — | $1K | <0.1% |