How big is Tri-Oak Financial, LLC's plan?

Tri-Oak Financial, LLC's plan reported $1.4M in assets and 10 participants for 2025.

Original filing (PDF)20260415103744NAL0026084304001

Tri-Oak Financial, LLC

Name: Tri-Oak Financial, LLC — Tri-Oak Wealth Management, Form 5500 (2025)
Creator: Tri-Oak Financial, LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Tri-Oak Wealth Management 401(k) Profit Sharing Plan

401(k) retirement plan · Tri-Oak Financial, LLC's Tri-Oak Wealth Management 401(k) Profit Sharing Plan held $1.4M in plan assets for 10 participants in 2025.

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.4M

Net assets (EOY)

$1.4M

Plan identifiers

Tri-Oak Financial, LLC's EIN is 92-2940873.

EIN 92-2940873

Plan number 001

Plan year 2025

ACK ID 20260415103744NAL0026084304001

Official Form 5500 document

Download the official 2025 Form 5500 (PDF) for Tri-Oak Financial, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2025 Form 5500 (PDF)

Plan features

Tri-Oak Financial, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for TRI-OAK FINANCIAL, LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score