Original filing (PDF)20251126140454NAL0007082368001

DOUGHERTY & ASSOCIATES

Name: DOUGHERTY & ASSOCIATES — DOUGHERTY & ASSOCIATES SOCA BENEFIT PLAN, Form 5500 (2024)
Creator: DOUGHERTY & ASSOCIATES

Form 5500-SF

FILING_RECEIVED

DOUGHERTY & ASSOCIATES SOCA BENEFIT PLAN

Health & welfare plan

Active participants

Accounts w/ balance

—

Plan assets (EOY)

$2K

Net assets (EOY)

$610

Plan health score (directional)

Limited public data — directional only

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 35% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

n/a

Vendor & structure

n/a

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
Plan health not scored — no comparable participation/contribution data.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for DOUGHERTY & ASSOCIATES.

Plan sponsor

Name

DOUGHERTY & ASSOCIATES

EIN

92-2517434

Address

8044 MONTGOMERY ROAD · CINCINNATI, OH · 45236

Phone

(513) 745-7007

Industry

Finance & Insurancesee all

Plan administrator

Name

MATT APPENZELLER

EIN

47-1277622

City

CINCINNATI, OH

Phone

(513) 452-5103

Plan characteristics

Plan number

501

Plan year

2024

Plan year begin

2024-05-01

Tax period

2025-04-30

Filed

2025-11-26

Welfare benefit codes

4A · Health (other than dental or vision)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

—

Trustee phone

—

Small plan (5500-SF) — Schedule H data not available.

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

CAUCUS COFFEE LLC

CAUCUS COFFEE LLC CBS BENEFIT PLAN

$2K · 3 participants

PRESIDIO FINANCIAL SERVICES CORPORATION

PRESIDIO FINANCIAL SERVICES CORP. CASH BALANCE PENSION PLAN

$2K · 1 participants

GUILLERMINA VALENCIA SPECIAL N

GUILLERMINA VALENCIA SPECIAL N 401(K) PROFIT SHARING PLAN & TRUST

$2K · 1 participants

BMORE REAL ESTATE LLC

BMORE REAL ESTATE LLC SOCA BENEFIT PLAN

$2K · 2 participants

R&R 292 CORP

R&R 292 CORP 401K PLAN