Back to filter
Original filing (PDF)20251010081053NAL0007790817001
HARBOR EMPLOYEES, LLC
Form 5500
FILING_RECEIVED
HARBOR 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
458
Accounts w/ balance
668
Plan assets (EOY)
$52.5M
Net assets (EOY)
$52.5M
How this plan invests
This plan
27 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 21 bps in Schedule C fees — modestly above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HARBOR EMPLOYEES, LLC.
Plan sponsor
Name
HARBOR EMPLOYEES, LLC
EIN
92-0678860
Address
1000 BRICKELL AVE · STE 715 #1837 · MIAMI, FL · 33131
Phone
(312) 201-8400
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT | — | ALISO VIEJO, CA | NONE | $57K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $54K | — |
Investments
8 direct securities · 27 pooled funds· $52.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$45.8M
27 holdings
Uncategorized
$6.7M
8 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FLEXPATH INDEX MODERATE 2045 R1 GREAT GRAY TRUST · EIN 47-2516187 / PN 220 | Common Collective Trust | — | — | $9.0M | 17.1% | |
| BLACKROCK EQUITY INDEX 1 GREAT GRAY TRUST · EIN 20-3802168 / PN 101 | Common Collective Trust | — | — | $8.6M | 16.4% | |
| FLEXPATH INDEX MODERATE 2035 R1 GREAT GRAY TRUST · EIN 47-2478524 / PN 217 | Common Collective Trust | — | — | $8.0M | 15.2% | |
| FLEXPATH INDEX MODERATE 2055 R1 GREAT GRAY TRUST · EIN 47-2563528 / PN 223 | Common Collective Trust | — | — | $4.7M | 8.9% | |
| LARGE CAP GROWTH FUND III CL I1 GREAT GRAY TRUST · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $3.7M | 7.0% | |
| FLEXPATH INDEX MODERATE RETIRE R1 GREAT GRAY TRUST · EIN 47-2248665 / PN 211 | Common Collective Trust | — | — | $3.3M | 6.3% | |
| Vanguard Equity Income Adm Vanguard 0 | — | — | — | $3.3M | 6.2% | |
| GG EUROPACIFIC GROWTH TRUST I1 GREAT GRAY TRUST · EIN 38-7289844 / PN 001 | Common Collective Trust | — | — | $1.9M | 3.7% | |
| STABLE VALUE FUND I1 GREAT GRAY TRUST · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $1.3M | 2.5% | |
| FLEXPATH INDEX AGGRESSIVE 2045 R1 GREAT GRAY TRUST · EIN 47-2503540 / PN 219 | Common Collective Trust | — | — | $1.0M | 2.0% | |
| FLEXPATH INDEX AGGRESSIVE 2055 R1 GREAT GRAY TRUST · EIN 47-2554270 / PN 222 | Common Collective Trust | — | — | $951K | 1.8% | |
| Fidelity Small Cap Growth Z Fidelity 0 | — | — | — | $860K | 1.6% | |
| Fidelity Mid Cap Index Fidelity 0 | — | — | — | $709K | 1.4% | |
| Lord Abbett High Yield R6 Lord Abbett 0 | — | — | — | $674K | 1.3% | |
| BLACKROCK EAFE EQUITY INDEX 1 GREAT GRAY TRUST · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $582K | 1.1% | |
| MID CAP GROWTH I1 GREAT GRAY TRUST · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $520K | 1.0% | |
| Fidelity Small Cap Index Fidelity 0 | — | — | — | $505K | 1.0% | |
| BLACKROCK U.S. DEBT INDEX 1 GREAT GRAY TRUST · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $457K | 0.9% | |
| SMALL CAP VALUE FUND II I1 GREAT GRAY TRUST · EIN 38-4126250 / PN 554 | Common Collective Trust | — | — | $406K | 0.8% | |
| BLACKROCK TOTAL RETURN BOND 6 GREAT GRAY TRUST · EIN 82-2941483 / PN 264 | Common Collective Trust | — | — | $393K | 0.7% | |
| Victory Sycamore Established Val R6 Victory 0 | — | — | — | $342K | 0.7% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $303K | 0.6% | |
| FLEXPATH INDEX CONSERVATIVE 2055 R1 GREAT GRAY TRUST · EIN 47-2575758 / PN 224 | Common Collective Trust | — | — | $296K | 0.6% | |
| FLEXPATH INDEX MODERATE 2065 R1 GREAT GRAY TRUST · EIN 38-7271379 / PN 760 | Common Collective Trust | — | — | $214K | 0.4% | |
| FLEXPATH INDEX AGGRESSIVE 2035 R1 GREAT GRAY TRUST · EIN 47-2468898 / PN 216 | Common Collective Trust | — | — | $140K | 0.3% | |
| FLEXPATH INDEX CONSERVATIVE 2045 R1 GREAT GRAY TRUST · EIN 47-2529162 / PN 221 | Common Collective Trust | — | — | $129K | 0.2% | |
| FLEXPATH INDEX AGGRESSIVE RETIRE R1 GREAT GRAY TRUST · EIN 47-2238264 / PN 210 | Common Collective Trust | — | — | $82K | 0.2% | |
| FLEXPATH INDEX CONSERVATIVE 2035 R1 GREAT GRAY TRUST · EIN 47-2491300 / PN 218 | Common Collective Trust | — | — | $77K | 0.1% | |
| FLEXPATH INDEX AGGRESSIVE 2065 R1 GREAT GRAY TRUST · EIN 38-7271378 / PN 759 | Common Collective Trust | — | — | $49K | <0.1% | |
| AB Global Bond Z Alliance Bernstein 0 | — | — | — | $33K | <0.1% | |
| FLEXPATH INDEX CONSERVATIVE RETIRE GREAT GRAY TRUST · EIN 47-2264760 / PN 212 | Common Collective Trust | — | — | $6K | <0.1% | |
| FLEXPATH INDEX CONSERVATIVE 2065 R1 GREAT GRAY TRUST · EIN 38-7271380 / PN 761 | Common Collective Trust | — | — | $641 | <0.1% | |
| FLEXPATH INDEX MODERATE 2025 R1 GREAT GRAY TRUST · EIN 47-2285799 / PN 214 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX CONSERVATIVE 2025 R1 GREAT GRAY TRUST · EIN 47-2458234 / PN 215 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX AGGRESSIVE 2025 R1 GREAT GRAY TRUST · EIN 47-2275031 / PN 213 | Common Collective Trust | — | — | $0 | <0.1% |
Related plans
Other plans using NFP RETIREMENT
ADP TOTALSOURCE GROUP, INC.
ADP TOTALSOURCE RETIREMENT SAVINGS PLAN
$9.2B · 299,514 participants
BOARD OF DIRECTORS PRODUCER-WRITERS GUILD OF AMERICA PENSION PLAN
PRODUCER-WRITERS GUILD OF AMERICA PENSION PLAN
$4.7B · 8,873 participants
SEAGATE U.S. LLC
SEAGATE 401(K) PLAN
$2.3B · 3,104 participants
WOOD GROUP U.S. HOLDINGS, INC.
WOOD 401(K) PLAN
$2.1B · 6,541 participants
ATRIUS MSO, LLC
ATRIUS 401K RETIREMENT SAVINGS PLAN
$1.6B · 5,536 participants
SEALED AIR CORPORATION
SEALED AIR CORPORATION 401(K) AND PROFIT SHARING PLAN
$1.5B · 6,878 participants
Similar-size All Other Professional Services plans
MISSION SUPPORT AND TEST SERVICES LLC
MISSION SUPPORT AND TEST SERVICES LLC (MSTS) REPRESENTED EMPLOYEE 401(K) PLAN
$52.4M · 835 participants
FLUOR DANIEL CARIBBEAN INC
FLUOR PUERTO RICO SALARIED EMPLOYEES RETIREMENT PLAN
$52.3M · 81 participants
COLOR INTERMEDIATE, LLC
COLOR INTERMEDIATE 401(K) SAVINGS PLAN
$52.3M · 355 participants
RELIAQUEST, LLC
RELIAQUEST, LLC 401(K) PLAN
$52.3M · 771 participants
MARKET AMERICA, INC.
MARKET AMERICA, INC. 401(K) PROFIT SHARING PLAN
$52.8M · 488 participants
DATIX USA INC.
RLDATIX 401(K) PLAN
$52.8M · 829 participants
Large plans in Florida
L3HARRIS TECHNOLOGIES, INC.
L3HARRIS RETIREMENT SAVINGS PLAN
$16.3B · 41,945 participants
L3HARRIS TECHNOLOGIES, INC.
L3HARRIS RETIREMENT SAVINGS PLAN MASTER TRUST
$16.2B
PUBLIX SUPER MARKETS, INC.
PUBLIX SUPER MARKETS, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST
$14.3B · 156,344 participants
PWC US GROUP LLP
SAVINGS PLAN FOR EMPLOYEES AND PARTNERS OF PWC
$13.2B · 49,697 participants
PRICEWATERHOUSECOOPERS LLP
SAVINGS PLAN FOR EMPLOYEES AND PARTNERS OF PRICEWATERCOOPERS LLP
$9.1B · 50,893 participants
L3HARRIS TECHNOLOGIES, INC.
L3HARRIS PENSION MASTER TRUST
$8.1B