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Original filing (PDF)20250904185517NAL0009925347001
ASSETS, INC.
Form 5500
FILING_RECEIVED
ASSETS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
~103 bps in Sched C fees
Active participants
272
Accounts w/ balance
182
Plan assets (EOY)
$7.5M
Net assets (EOY)
$7.4M
How this plan invests
This plan
32 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 103 bps in Schedule C fees — 97% above peer band of 52 bps.
- 67% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASSETS, INC..
Plan sponsor
Name
ASSETS, INC.
EIN
92-0076696
Address
2330 NICHOLS STREET · ANCHORAGE, AK · 99508
Phone
(907) 334-8611
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SWALLING AND ASSOCIATES, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA LIFE INSURANCE COMPANY | 39-0989781 | — | RECORDKEEPER | $53K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH INC | 93-0987232 | — | BROKER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSION PLAN SPECIALISTS, PC. | 26-1570786 | — | TPA | $24K | — |
Investments
4 direct securities · 32 pooled funds· $7.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$7.0M
32 holdings
Uncategorized
$504K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN CENTURY ONE CHOICE 2030 RE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 854 | Pooled Separate Account | — | — | $1.5M | 19.4% | |
| AMERICAN CENTURY ONE CHOICE 2025 RE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 853 | Pooled Separate Account | — | — | $1.4M | 18.4% | |
| STATE STREET S&P MID CAP INDEX RET TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 036 | Pooled Separate Account | — | — | $546K | 7.3% | |
| AMERICAN CENTURY ONE CHOICE 2040 RE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 856 | Pooled Separate Account | — | — | $510K | 6.8% | |
| JPMORGAN U.S. EQUITY RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 878 | Pooled Separate Account | — | — | $467K | 6.2% | |
| TA VANGUARD TOTAL STCK MRKT INDEX R TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 114 | Pooled Separate Account | — | — | $459K | 6.1% | |
| AMERICAN CENTURY ONE CHOICE 2035 RE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 855 | Pooled Separate Account | — | — | $426K | 5.7% | |
| AMERICAN CENTURY ONE CHOICE IN RET TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 851 | Pooled Separate Account | — | — | $326K | 4.4% | |
| AMERICAN CENTURY ONE CHOICE 2055 RE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 859 | Pooled Separate Account | — | — | $297K | 4.0% | |
| AMERICAN CENTURY ONE CHOICE 2045 RE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 857 | Pooled Separate Account | — | — | $280K | 3.7% | |
| AMERICAN CENTURY ONE CHOICE 2050 RE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 858 | Pooled Separate Account | — | — | $275K | 3.7% | |
| Transamerica Participant Loans - at interest rate of 4.25% - 9.50%, maturing in 2025-2030 0 | — | — | — | $246K | 3.3% | |
| Transamerica Life Insurance Company State Street Prtn Series with TA Agg Gr Ret Opt - 697 * Transamerica Life Insurance Company ClearBridge Sm Cap Growth Ret Opt - 378 Guaranteed Investment Contract * Transamerica Life Insurance Company Transamerica Stable Value Core Option - | — | — | — | $212K | 2.8% | |
| FIDELITY ADVISOR GROWTH OPPORTUNITI TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 202 | Pooled Separate Account | — | — | $151K | 2.0% | |
| AMERICAN CENTURY ONE CHOICE 2060 RE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 949 | Pooled Separate Account | — | — | $123K | 1.6% | |
| TRANSAMERICA INTERNATNL EQT RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 791 | Pooled Separate Account | — | — | $79K | 1.1% | |
| PGIM TOTAL RETRN BD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 902 | Pooled Separate Account | — | — | $50K | 0.7% | |
| Transamerica Blackrock High Yield Portfolio Ret Opt 0 | — | — | — | $43K | 0.6% | |
| BLACKROCK HIGH YIELD PORTFOLIO RET TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 848 | Pooled Separate Account | — | — | $43K | 0.6% | |
| MFS VALUE RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 904 | Pooled Separate Account | — | — | $32K | 0.4% | |
| STATE STREET INTERNATNL INDEX RET O TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 035 | Pooled Separate Account | — | — | $26K | 0.4% | |
| AMERICAN CENTURY FOCUSED GLOBAL RET TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 194 | Pooled Separate Account | — | — | $21K | 0.3% | |
| AMERICAN FUNDS NEW WORLD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 628 | Pooled Separate Account | — | — | $21K | 0.3% | |
| STATE STREET U.S. BD INDEX RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 037 | Pooled Separate Account | — | — | $16K | 0.2% | |
| TRANSAMERICA PARTNERS STCK INDEX RE TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 587 | Pooled Separate Account | — | — | $15K | 0.2% | |
| DFA INFLATION-PROTECTED SECURITIES TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 526 | Pooled Separate Account | — | — | $9K | 0.1% | |
| ALLSPRING SPECIAL MID CAP VAL RET O TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 916 | Pooled Separate Account | — | — | $7K | <0.1% | |
| STATE STREET RUSSELL SM CAP INDEX R TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 033 | Pooled Separate Account | — | — | $4K | <0.1% | |
| TA VANGUARD REIT INDEX RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 099 | Pooled Separate Account | — | — | $4K | <0.1% | |
| STATE STREET RUSSELL SM CAP VAL IND TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 046 | Pooled Separate Account | — | — | $3K | <0.1% | |
| STATE STEET PRTN SERIES WITH TA MOD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 504 | Pooled Separate Account | — | — | $2K | <0.1% | |
| Transamerica State Steet Prtn Series With Ta Conser Retopt 0 | — | — | — | $2K | <0.1% | |
| STATE STEET PRTN SERIES WITH TA CON TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 503 | Pooled Separate Account | — | — | $2K | <0.1% | |
| MACQUARIE MID CAP GROWTH RET OPT TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 116 | Pooled Separate Account | — | — | $1K | <0.1% | |
| STATE STEET PRTN SERIES WITH TA AGG TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 502 | Pooled Separate Account | — | — | $697 | <0.1% | |
| CLEARBRIDGE SM CAP GR RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 879 | Pooled Separate Account | — | — | $378 | <0.1% |
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