This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX F Mutual Fund | — | — | — | $15.2M | 21.1% | |
| DODGE & COX INCOME FD Mutual Fund | — | — | — | $12.8M | 17.8% |
| VANGUARD MID CAP INDEX ADMIRAL Mutual Fund | — | — | — | $6.8M | 9.4% |
| HARBOR CAPITAL APPRECIATION FD INST Mutual Fund | — | — | — | $6.4M | 8.9% |
| VANGUARD WINDSOR II ADMIRAL Mutual Fund | — | — | — | $6.2M | 8.6% |
| DFA US SMALL CAP VALUE PORT INSTL Mutual Fund | — | — | — | $4.3M | 6.0% |
| GARTMORE MORLEY STABLE VALUE FUND UNION BOND & TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $4.0M | 5.5% |
| EMERALD GWTH FD CL INST Mutual Fund | — | — | — | $3.4M | 4.8% |
| DFA INTL VALUE PORT INSTL Mutual Fund | — | — | — | $3.0M | 4.2% |
| CLEARBRIDGE INTL GWTH FD i Mutual Fund | — | — | — | $2.8M | 3.9% |
| JP MORGAN GLOBAL BOND OPPTY FD R6 Mutual Fund | — | — | — | $2.1M | 2.9% |
| PIMCO COMMODITY REAL RETURN INSTL Mutual Fund | — | — | — | $1.9M | 2.6% |
| VANGUARD REAL ESTATE IN FD ADMIRAL Mutual Fund | — | — | — | $1.9M | 2.6% |
| GOLDMAN SACHS EMRG MKTSEQTY Mutual Fund | — | — | — | $1.2M | 1.7% |
| VANGUARD SMALL CAP INDEX ADMIRAL SH Mutual Fund | — | — | — | $107K | 0.1% |
| Vanguard Total Bond MKT Index ADM Mutual Fund | — | — | — | $11K | <0.1% |
| Vanguard Developed MKTS Index Adm Mutual Fund | — | — | — | $6K | <0.1% |
