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Original filing (PDF)20251013080248NAL0000934449001
SRG OPERATING, INC.
Form 5500
FILING_RECEIVED
SENIOR RESOURCE GROUP 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
2,050
Accounts w/ balance
2,763
Plan assets (EOY)
$40.1M
Net assets (EOY)
$40.1M
How this plan invests
This plan
20 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 51 bps in Schedule C fees — 75% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SRG OPERATING, INC..
Plan sponsor
Name
SRG OPERATING, INC.
EIN
91-2160583
Address
500 STEVENS AVENUE · SUITE 100 · SOLANA BEACH, CA · 92075
Phone
(858) 792-9300
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
LING & BOUMAN CPA'S LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $28K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ACCELERATE INVESTMENT ADVISORS LLC | — | ALISO VIEJO, CA | INVESTMENT ADVISOR | $94K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | — | HOUSTON, TX | CONTRACT ADMIN | $10K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADMINISTRATIVE FIDUCIARY SERVICES | — | FORT SMITH, AR | OTHER | $63K | — |
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $8K | — |
Investments
19 direct securities · 20 pooled funds· $41.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$34.7M
16 holdings
Uncategorized
$6.5M
19 holdings
Pooled Separate Account
$346K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GREAT GRAY TRUST AF 2030 I GREAT GRAY · EIN 38-4126262 / PN 566 | Common Collective Trust | — | — | $5.7M | 14.2% | |
| GREAT GRAY TRUST AF 2035 I GREAT GRAY · EIN 38-4126263 / PN 567 | Common Collective Trust | — | — | $4.8M | 11.9% | |
| GREAT GRAY TRUST AF 2025 I GREAT GRAY · EIN 38-4126261 / PN 565 | Common Collective Trust | — | — | $4.2M | 10.4% | |
| GREAT GRAY TRUST AF 2040 I GREAT GRAY · EIN 38-4126264 / PN 568 | Common Collective Trust | — | — | $3.9M | 9.8% | |
| GREAT GRAY TRUST AF 2045 I GREAT GRAY · EIN 38-4126265 / PN 569 | Common Collective Trust | — | — | $3.6M | 8.9% | |
| GREAT GRAY TRUST AF 2050 I GREAT GRAY · EIN 38-4126266 / PN 570 | Common Collective Trust | — | — | $2.7M | 6.8% | |
| GREAT GRAY TRUST AF 2055 I GREAT GRAY · EIN 38-4126267 / PN 571 | Common Collective Trust | — | — | $2.7M | 6.8% | |
| GREAT GRAY TRUST AF 2020 I GREAT GRAY · EIN 38-4126260 / PN 564 | Common Collective Trust | — | — | $2.3M | 5.7% | |
| Fidelity 500 Index | — | — | — | $2.3M | 5.6% | |
| GREAT GRAY TRUST AF 2060 I GREAT GRAY · EIN 38-4126268 / PN 572 | Common Collective Trust | — | — | $1.6M | 4.1% | |
| GREAT GRAY TRUST AF 2065 I GREAT GRAY · EIN 38-7275308 / PN 777 | Common Collective Trust | — | — | $1.1M | 2.7% | |
| STABLE VALUE FUND FEE CLASS II GREAT GRAY · EIN 85-4031707 / PN 000 | Common Collective Trust | — | — | $1.1M | 2.6% | |
| Stable Value Fund | — | — | — | $985K | 2.5% | |
| Vanguard | — | — | — | $502K | 1.3% | |
| Wells Fargo | — | — | — | $464K | 1.2% | |
| LARGE CAP GROWTH FUND II FEE CLASS GREAT GRAY · EIN 38-4139848 / PN 000 | Common Collective Trust | — | — | $376K | 0.9% | |
| Value Line | — | — | — | $352K | 0.9% | |
| GREAT GRAY TRUST AF 2015 I GREAT GRAY · EIN 38-4126259 / PN 563 | Common Collective Trust | — | — | $351K | 0.9% | |
| Capital Group | — | — | — | $325K | 0.8% | |
| FUTUREFUNDS SERIES ACCOUNT II EMPOWER ANNUITY INS CO. OF AMERICA · EIN 84-0467907 / PN 003 | Pooled Separate Account | — | — | $325K | 0.8% | |
| American Funds | — | — | — | $275K | 0.7% | |
| GREAT GRAY TRUST AF 2010 I GREAT GRAY · EIN 38-4126290 / PN 593 | Common Collective Trust | — | — | $249K | 0.6% | |
| Vanguard | — | — | — | $215K | 0.5% | |
| American Funds | — | — | — | $208K | 0.5% | |
| American Funds | — | — | — | $186K | 0.5% | |
| Vanguard | — | — | — | $172K | 0.4% | |
| American Funds | — | — | — | $112K | 0.3% | |
| Cohen & Steers | — | — | — | $75K | 0.2% | |
| American Funds | — | — | — | $75K | 0.2% | |
| Participant Loans | — | — | — | $71K | 0.2% | |
| JP Morgan | — | — | — | $62K | 0.2% | |
| Pimco | — | — | — | $58K | 0.1% | |
| Vanguard | — | — | — | $42K | 0.1% | |
| Colombia | — | — | — | $22K | <0.1% | |
| COLUMBIA DIVIDEND VALUE EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 785 | Pooled Separate Account | — | — | $22K | <0.1% | |
| MID CAP VALUE FUND II CL R1 GREAT GRAY · EIN 38-7312964 / PN 001 | Common Collective Trust | — | — | $7K | <0.1% | |
| MID CAP GROWTH II GREAT GRAY · EIN 38-4126247 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| COLUMBIA DIVIDEND VALUE FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 785 | Pooled Separate Account | — | — | $0 | <0.1% | |
| CAPITAL GROUP EUROPACIFIC GROWTH EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
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