Back to filter
Original filing (PDF)20250730075716NAL0004330513001
KATHLEEN C. BAN, D.D.S., INC.
Form 5500-SF
FILING_RECEIVED
KATHLEEN C. BAN, D.D.S., INC. DEFINED BENEFIT PLAN
Defined-benefit pension plan
Active participants
8
Accounts w/ balance
—
Plan assets (EOY)
$4.8M
Net assets (EOY)
$4.8M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KATHLEEN C. BAN, D.D.S., INC..
Plan sponsor
Name
KATHLEEN C. BAN, D.D.S., INC.
EIN
91-2098740
Address
12132 SARATOGA SUNNYVALE ROAD · SARATOGA, CA · 95070
Phone
(408) 252-5678
Industry
Offices of Dentists· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-30
Pension benefit codes
1A · Pay-related DB formula
1D · Floor-offset DB
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
Similar-size Offices of Dentists plans
JOSEPH M. DIACOVO, D.M.D.
JOSEPH M. DIACOVO, D.M.D. RETIREMENT TRUST
$4.8M · 3 participants
STEPHEN J. BELLI, DDS, MS, INC.
BELLI & STREIT ORTHODONTICS 401(K) PLAN
$4.8M · 20 participants
KALONS, GLIDEWELL & GREWAL DDS, PA
KALONS & GLIDEWELL, DDS, PA 401(K) PLAN
$4.8M · 18 participants
BRIAN A. MOYE, D.D.S., INC.
BRIAN A. MOYE, D.D.S., INC. PROFIT SHARING PLAN AND TRUST
$4.8M · 8 participants
WAYNE S. GANGI, D.M.D.
WAYNE GANGI, D. M. D. PROFIT SHARING PLAN
$4.8M · 4 participants
SHI-LIN NIU, D.M.D., INC.
SHI-LIN NIU, D.M.D., INC. RETIREMENT PLAN
$4.8M · 7 participants
Large plans in California
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND
$215.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND E
$190.9B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND F
$188.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
RUSSELL 1000 INDEX FUND
$187.7B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
CASH EQUIVALENT FUND II
$125.0B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
BLACKROCK MSCI ACWI EX-US IMI INDEX FUND E
$88.3B