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Original filing (PDF)20251006114949NAL0003588929001
NUFACE
Form 5500
FILING_RECEIVED
NUFACE 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
91
Accounts w/ balance
84
Plan assets (EOY)
$3.2M
Net assets (EOY)
$3.2M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 64 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NUFACE.
Plan sponsor
Name
NUFACE
EIN
91-2091977
Address
1325 SYCAMORE AVE SUITE A · VISTA, CA · 92081
Phone
(760) 509-1186
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $11K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | — | NEW YORK, NY | OTHER | $6K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
25 direct securities· $3.1M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $660K | 20.7% | |
| Fidelity Freedom Index 2045 Investor Fund Mutual Fund | — | — | — | $425K | 13.4% | |
| Fidelity Freedom Index 2055 Investor Fund Mutual Fund | — | — | — | $254K | 8.0% | |
| Fidelity Advisor Total Bond Mutual Fund | — | — | — | $207K | 6.5% | |
| Fidelity Freedom Index 2050 Investor Fund Mutual Fund | — | — | — | $184K | 5.8% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $161K | 5.0% | |
| Fidelity Total International Index Fund Mutual Fund | — | — | — | $159K | 5.0% | |
| Fidelity Freedom Index 2040 Investor Fund Mutual Fund | — | — | — | $139K | 4.4% | |
| Fidelity Freedom Index 2030 Investor Fund Mutual Fund | — | — | — | $133K | 4.2% | |
| Fully benefit-responsive investment contract * Key Guaranteed Portfolio Fund Guaranteed Interest Contract | — | — | — | $97K | 3.0% | |
| JPMorgan Equity Income Fund Mutual Fund | — | — | — | $97K | 3.0% | |
| MFS Mid Cap Value Fund Mutual Fund | — | — | — | $86K | 2.7% | |
| Fidelity Freedom Index 2060 Investor Fund Mutual Fund | — | — | — | $84K | 2.6% | |
| Fidelity Freedom Index Income Investor Fund Mutual Fund | — | — | — | $77K | 2.4% | |
| T. Rowe Price Blue Chip Growth Fund Mutual Fund | — | — | — | $75K | 2.4% | |
| Fidelity Freedom Index 2065 Investor Fund Mutual Fund | — | — | — | $63K | 2.0% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $60K | 1.9% | |
| Fidelity Freedom Index 2015 Investor Fund Mutual Fund | — | — | — | $50K | 1.6% | |
| Fidelity Freedom Index 2025 Investor Fund Mutual Fund | — | — | — | $48K | 1.5% | |
| MFS International Growth Fund Mutual Fund | — | — | — | $39K | 1.2% | |
| Fidelity Freedom Index 2035 Investor Fund Mutual Fund | — | — | — | $16K | 0.5% | |
| Investments American Funds New World Fund Mutual Fund | — | — | — | $11K | 0.3% | |
| BlackRock Inflation Protected Bond Fund Mutual Fund | — | — | — | $7K | 0.2% | |
| BlackRock Mid-Cap Growth Equity Fund Mutual Fund | — | — | — | $4K | 0.1% | |
| PIMCO Income Institutional Fund Mutual Fund | — | — | — | $2K | <0.1% |