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Original filing (PDF)20250909193920NAL0020558705001
BAFFETTO, INC.
Form 5500
FILING_RECEIVED
BAFFETTO, INC. 401(K) PLAN AND TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
768
Accounts w/ balance
642
Plan assets (EOY)
$26.9M
Net assets (EOY)
$26.9M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (12 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BAFFETTO, INC..
Plan sponsor
Name
BAFFETTO, INC.
EIN
91-2046997
Address
423 EAST PIKE STREET · SEATTLE, WA · 98122
Phone
(206) 652-0877
Industry
Supermarkets & Other Grocery Stores· Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTON LARSON ALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI ADVISORS, INC. | 06-1397347 | — | NONE | $19K | — |
| USI CONSULTING GROUP | 06-1053228 | — | NONE | $14K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | NONE | $0 | — |
Investments
28 direct securities· $26.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Charles Schwab Bank S&P 500 Index | — | — | — | $4.4M | 16.5% | |
| Vanguard Mid Cap Index | — | — | — | $2.0M | 7.5% | |
| Dodge & Cox Income Fund | — | — | — | $1.8M | 6.8% | |
| Dimensional Fund Advisors International Core Equity Portfolio | — | — | — | $1.4M | 5.2% | |
| Vanguard Small Cap Growth Index | — | — | — | $1.3M | 4.8% | |
| Vanguard Target Retirement 2060 | — | — | — | $1.2M | 4.6% | |
| Vanguard Target Retirement 2050 | — | — | — | $1.2M | 4.5% | |
| Vanguard Target Retirement 2055 | — | — | — | $1.2M | 4.5% | |
| Dimensional Fund Advisors U.S. Sustainability Core 1 | — | — | — | $1.2M | 4.3% | |
| Janus Balanced | — | — | — | $1.1M | 4.3% | |
| Fidelity Contra Fund K6 | — | — | — | $1.1M | 4.2% | |
| Dimensional Fund Advisors U.S. Small Cap Value Portfolio | — | — | — | $1.1M | 4.1% | |
| Charles Schwab Bank Government Money Fund | — | — | — | $1.0M | 3.9% | |
| Dimensional Fund Advisors International Small Co Portfolio | — | — | — | $1.0M | 3.7% | |
| Vanguard Target Retirement 2045 | — | — | — | $921K | 3.4% | |
| Dimensional Fund Advisors Emerging Markets Value Portfolio | — | — | — | $825K | 3.1% | |
| Shelton NASDAQ-100 | — | — | — | $752K | 2.8% | |
| Dimensional Fund Advisors U.S. Large Cap | — | — | — | $661K | 2.5% | |
| Vanguard Target Retirement 2065 | — | — | — | $607K | 2.3% | |
| Vanguard Target Retirement 2040 | — | — | — | $474K | 1.8% | |
| Vanguard Target Retirement 2035 | — | — | — | $469K | 1.7% | |
| Vanguard Target Retirement 2030 | — | — | — | $339K | 1.3% | |
| Participant Loans * Participants Interest Rate at 4.25% - 9.50% - | — | — | — | $272K | 1.0% | |
| Vanguard Target Retirement 2025 | — | — | — | $222K | 0.8% | |
| Thornburg LTD Term INCM Fund | — | — | — | $125K | 0.5% | |
| Vanguard Target Retirement Income | — | — | — | $32K | 0.1% | |
| Vanguard Target Retirement 2020 | — | — | — | $23K | <0.1% | |
| Charles Schwab Bank Money Market Fund | — | — | — | $1K | <0.1% |