Back to filter
Original filing (PDF)20250905125916NAL0010599171001
PHYSICIANS ENDOSCOPY, LLC
Form 5500
FILING_RECEIVED
THE 401(K) PLAN AND TRUST OF PHYSICIANS ENDOSCOPY, LLC
401(k) retirement plan
Signals · 1
25% in single holding
Active participants
1,371
Accounts w/ balance
1,353
Plan assets (EOY)
$62.9M
Net assets (EOY)
$62.9M
How this plan invests
This plan
21 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Institutional 500 Index Trust" is 25% of plan.
Helping the score
- Below-peer total fees (4 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHYSICIANS ENDOSCOPY, LLC.
Plan sponsor
Name
PHYSICIANS ENDOSCOPY, LLC
EIN
91-1882702
Address
6022 BLUE CIRCLE DRIVE · MN103-0300 · MINNETONKA, MN · 55343
Phone
(952) 936-1300
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Name
UNITEDHEALTH GROUP EMPLOYEE BENEFITS PLANS ADMINISTRATIVE COMMITTEE
EIN
41-1321939
City
MINNETONKA, MN
Phone
(952) 936-1300
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-05
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2U · Association Retirement Plan
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVST INTNL OPRTN CO. LLC | 04-2647786 | — | RECORDKEEPER | $22K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY US, LLP | 30-1413443 | — | AUDITOR | $6K | — |
Investments
6 direct securities · 21 pooled funds· $62.1M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$61.1M
21 holdings
Uncategorized
$992K
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD INSTITUTIONAL 500 INDEX FD VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6327546 / PN 001 | Common Collective Trust | — | — | $15.8M | 25.1% | |
| VANGUARD INST EXTENDED MARKET INDEX VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6324211 / PN 001 | Common Collective Trust | — | — | $8.3M | 13.2% | |
| STATE STREET GLOB U.S. BOND INDEX N STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 495 | Common Collective Trust | — | — | $5.7M | 9.0% | |
| VANGUARD FTC TARGET 2030 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6565712 / PN 001 | Common Collective Trust | — | — | $5.2M | 8.3% | |
| VANGUARD FTC TARGET 2025 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6561512 / PN 001 | Common Collective Trust | — | — | $5.0M | 8.0% | |
| VANGUARD FTC TARGET 2035 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6568405 / PN 001 | Common Collective Trust | — | — | $3.9M | 6.2% | |
| VANGUARD FTC TARGET 2045 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6574391 / PN 001 | Common Collective Trust | — | — | $2.9M | 4.7% | |
| VANGUARD FTC TARGET 2040 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6572691 / PN 001 | Common Collective Trust | — | — | $2.4M | 3.8% | |
| STATE STREET GLOB ALL CAP EQ EX USA STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 456 | Common Collective Trust | — | — | $2.3M | 3.6% | |
| VANGUARD FTC TARGET 2050 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6579799 / PN 001 | Common Collective Trust | — | — | $2.2M | 3.5% | |
| VANGUARD FTC TARGET 2055 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6587002 / PN 001 | Common Collective Trust | — | — | $2.1M | 3.3% | |
| VANGUARD FTC TARGET 2020 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6557902 / PN 001 | Common Collective Trust | — | — | $1.8M | 2.9% | |
| VANGUARD FTC TARGET 2060 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6588737 / PN 001 | Common Collective Trust | — | — | $1.5M | 2.4% | |
| VANGUARD FTC TARGET RETIREMENT INC VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6551878 / PN 001 | Common Collective Trust | — | — | $760K | 1.2% | |
| GALLIARD MANAGED INC FD CLASS D SEI TRUST COMPANY · EIN 52-2250949 / PN 001 | Common Collective Trust | — | — | $700K | 1.1% | |
| JPMorgan US Equity Fund | — | — | — | $509K | 0.8% | |
| VANGUARD FTC TARGET 2065 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 84-6590672 / PN 001 | Common Collective Trust | — | — | $310K | 0.5% | |
| Self-Directed Brokerage Accounts*** | — | — | — | $205K | 0.3% | |
| Dodge & Cox Income Fund | — | — | — | $177K | 0.3% | |
| WELLINGTON MID CAP OPPORTUNITIES FU WELLINGTON TRUST COMPANY NA · EIN 04-6913417 / PN 018 | Common Collective Trust | — | — | $110K | 0.2% | |
| American Funds EuroPacific Growth Fund | — | — | — | $80K | 0.1% | |
| FIAM SMALL COMPANY COMMINGLED POOL FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 006 | Common Collective Trust | — | — | $79K | 0.1% | |
| PIMCO All Asset Fund | — | — | — | $14K | <0.1% | |
| VANGUARD FTC TARGET 2070 TRUST VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7030296 / PN 001 | Common Collective Trust | — | — | $14K | <0.1% | |
| NT DAILY TIPS INDEX NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 091 | Common Collective Trust | — | — | $9K | <0.1% | |
| Vanguard Federal Money Market Fund | — | — | — | $7K | <0.1% | |
| WTC-CIF II EMERGING MKTS RESEARCH WELLINGTON TRUST COMPANY NA · EIN 04-6913417 / PN 192 | Common Collective Trust | — | — | $975 | <0.1% |