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Original filing (PDF)20251015113459NAL0004727329001
THE AURRAY GROUP, INC. D/B/A SUTTER WEST BAY MEDICAL GROUP
Form 5500
FILING_RECEIVED
SWBMG 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
221
Accounts w/ balance
322
Plan assets (EOY)
$149.2M
Net assets (EOY)
$149.2M
How this plan invests
This plan
1 pooled trust
Schedule D
49 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE AURRAY GROUP, INC. D/B/A SUTTER WEST BAY MEDICAL GROUP.
Plan sponsor
Name
THE AURRAY GROUP, INC. D/B/A SUTTER WEST BAY MEDICAL GROUP
EIN
91-1875960
Address
2015 STEINER STREET · SAN FRANCISCO, CA · 94115
Phone
(415) 600-1423
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSON ALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $8K | — |
| PRIVATE OCEAN | 20-5742052 | — | NONE | $7K | — |
| ABOUND WEALTH MANAGEMENT LLC | 81-4120898 | — | NONE | $6K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $747 | — |
Investments
40 direct securities · 1 pooled fund· $149.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$130.3M
39 holdings
Mutual Funds
$16.8M
1 holding
Common Collective Trust
$2.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab Self Directed Brokerage Accounts | — | — | — | $33.9M | 22.7% | |
| T. Rowe Price Large Cap Growth Fund | Mutual Funds | — | — | $16.8M | 11.3% | |
| Vanguard Institutional Index Fund | — | — | — | $13.1M | 8.8% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $11.9M | 8.0% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $10.5M | 7.1% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $5.7M | 3.8% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $5.6M | 3.8% | |
| Vanguard Value Index Fund | — | — | — | $4.1M | 2.8% | |
| JP Morgan Mid Cap Growth Fund | — | — | — | $3.2M | 2.2% | |
| Vanguard Interm Term Bond Index A | — | — | — | $2.8M | 1.9% | |
| Vanguard Target Retirement Income | — | — | — | $2.8M | 1.9% | |
| Vanguard Growth Index Fund | — | — | — | $2.7M | 1.8% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $2.7M | 1.8% | |
| VANGUARD TTL WLDSTK INDEX ADM Registered Investment Company | — | — | — | $2.6M | 1.7% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $2.5M | 1.7% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $2.5M | 1.7% | |
| Vanguard Small Cap Index Fund | — | — | — | $2.5M | 1.7% | |
| Vanguard Mid Cap Index Fund | — | — | — | $2.4M | 1.6% | |
| Vanguard Emerging Markets Index Fund | — | — | — | $2.3M | 1.6% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $2.0M | 1.4% | |
| GALLIARD STABLE RETURN FUND C1 SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $2.0M | 1.3% | |
| Fidelity International Index Fund | — | — | — | $1.9M | 1.3% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $1.9M | 1.2% | |
| DFA US Small Cap Value Fund | — | — | — | $1.5M | 1.0% | |
| Baron Small Cap Fund | — | — | — | $1.5M | 1.0% | |
| Vanguard High-Yield Corp Fund | — | — | — | $1.4M | 0.9% | |
| American Funds Europacific Growth Fund | — | — | — | $1.3M | 0.8% | |
| Vanguard Mid Cap Value Index Fund | — | — | — | $1.2M | 0.8% | |
| VANGUARD INFLATION PROTECT ADM Registered Investment Company | — | — | — | $1.1M | 0.8% | |
| Vanguard Treasury Money Market Investor | — | — | — | $732K | 0.5% | |
| Participants Participant Loans Rates from 3.25% to 8.50% - | — | — | — | $484K | 0.3% | |
| Vanguard FTSE All World US Fund | — | — | — | $418K | 0.3% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $252K | 0.2% | |
| Fidelity Small Cap Value Index | — | — | — | $223K | 0.1% | |
| DFA International Value III Fund | — | — | — | $193K | 0.1% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $171K | 0.1% | |
| DFA GLOBAL ALLOC 60/40 INST Registered Investment Company | — | — | — | $82K | <0.1% | |
| Schwab Small Cap Index Fund | — | — | — | $81K | <0.1% | |
| Vanguard Mid-Cap Growth Index Admiral | — | — | — | $50K | <0.1% | |
| DFA International Small Cap Value Fund | — | — | — | $34K | <0.1% | |
| Vanguard Small Cap Growth Index | — | — | — | $7K | <0.1% |
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