Original filing (PDF)20240918165206NAL0009601266001

ASTEX PHARMACEUTICALS, INC.

Name: ASTEX PHARMACEUTICALS, INC. — ASTEX PHARMACEUTICALS, INC. 401(K) PROFIT SHARING, Form 5500 (2023)
Creator: ASTEX PHARMACEUTICALS, INC.

Form 5500

FILING_RECEIVED

ASTEX PHARMACEUTICALS, INC. 401(K) PROFIT SHARING

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

100

/ 100

Grade A

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 50% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

n/a

Vendor & structure

100

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASTEX PHARMACEUTICALS, INC..

Plan sponsor

Name

ASTEX PHARMACEUTICALS, INC.

EIN

91-1841574

Address

4420 ROSEWOOD DRIVE · SUITE 200 · PLEASANTON, CA · 94588

Phone

(925) 560-0100

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

003

Plan year

2023

Plan year begin

2024-01-01

Tax period

2024-02-29

Filed

2024-09-18

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH, PIERCE, FENNER AND S	13-5674085	—	RECORDKEEPER	$750	—

Investments

1 pooled fund· $0

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.