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Original filing (PDF)20251013110428NAL0000514659001
CASCADE DAFO, INC
Form 5500
FILING_RECEIVED
CASCADE DAFO, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
301
Accounts w/ balance
342
Plan assets (EOY)
$30.3M
Net assets (EOY)
$30.3M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CASCADE DAFO, INC.
Plan sponsor
Name
CASCADE DAFO, INC
EIN
91-1827623
Address
1360 SUNSET AVE · FERNDALE, WA · 98248
Phone
(360) 543-9230
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2S · Automatic enrollment
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
LARSON GROSS ASSURANCE PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $28K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI ADVISORS INC | 06-1397347 | — | ADVISOR | $40K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $12K | — |
Investments
33 direct securities · 1 pooled fund· $30.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$30.1M
33 holdings
Common Collective Trust
$228K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelty Fdm Idx 2040 Ipr Registered Investment Company | — | — | — | $4.2M | 14.0% | |
| Fidelty Fdm Idx 2030 Ipr Registered Investment Company | — | — | — | $3.4M | 11.3% | |
| Fidelty Fdm Idx 2035 Ipr Registered Investment Company | — | — | — | $3.2M | 10.7% | |
| Fidelty Fdm Idx 2015 Ipr Registered Investment Company | — | — | — | $3.1M | 10.2% | |
| Fidelty Fdm Idx 2025 Ipr Registered Investment Company | — | — | — | $3.1M | 10.2% | |
| Fidelty Fdm Idx 2050 Ipr Registered Investment Company | — | — | — | $2.0M | 6.6% | |
| Fidelty Fdm Idx 2045 Ipr Registered Investment Company | — | — | — | $1.6M | 5.3% | |
| Fidelty Fdm Idx 2055 Ipr Registered Investment Company | — | — | — | $1.5M | 5.1% | |
| Fidelty 500 Index Registered Investment Company | — | — | — | $1.4M | 4.5% | |
| Fidelty Fdm Idx 2060 Ipr Registered Investment Company | — | — | — | $1.3M | 4.4% | |
| Vang Growth Idx Adm Registered Investment Company | — | — | — | $979K | 3.2% | |
| Vanguard Val Idx Adm Registered Investment Company | — | — | — | $603K | 2.0% | |
| Pioneer Bond Y Registered Investment Company | — | — | — | $469K | 1.5% | |
| Fidelty Fdm Idx 2020 Ipr Registered Investment Company | — | — | — | $424K | 1.4% | |
| Dfa Intl Core Eq I Registered Investment Company | — | — | — | $380K | 1.3% | |
| Fidelty Fdm Idx 2065 Ipr Registered Investment Company | — | — | — | $365K | 1.2% | |
| Fidelty Sm Cap Idx Registered Investment Company | — | — | — | $319K | 1.1% | |
| Dfa Emrg Mkt Core Eq Registered Investment Company | — | — | — | $266K | 0.9% | |
| Fidelty Mid Cap Idx Registered Investment Company | — | — | — | $256K | 0.8% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $228K | 0.8% | |
| Fidelty Intl Cap Apprec Registered Investment Company | — | — | — | $197K | 0.7% | |
| Pimco Income A Registered Investment Company | — | — | — | $155K | 0.5% | |
| Vanguard Mdcpval Idx Adm Registered Investment Company | — | — | — | $143K | 0.5% | |
| Delaware Ivy Mdcp Gr I Registered Investment Company | — | — | — | $90K | 0.3% | |
| Dfa Intl Small Co I Registered Investment Company | — | — | — | $80K | 0.3% | |
| Dfa Us Micro Cap Is Registered Investment Company | — | — | — | $77K | 0.3% | |
| Fidelty Fdm Idx 2010 Ipr Registered Investment Company | — | — | — | $71K | 0.2% | |
| Pim Real Return Inst Registered Investment Company | — | — | — | $62K | 0.2% | |
| Pim Intl Bd Us$ H Adm Registered Investment Company | — | — | — | $57K | 0.2% | |
| Fid Fdm Idx Inc Ipr Registered Investment Company | — | — | — | $46K | 0.2% | |
| Dfa Itm Gvt Fxinc I Registered Investment Company | — | — | — | $42K | 0.1% | |
| Victory S Sm Co Op A Registered Investment Company | — | — | — | $30K | <0.1% | |
| Vanguard Smcp Gr Idx Adm Registered Investment Company | — | — | — | $30K | <0.1% | |
| Fidelty Govt Mmkt Interest Bearing Cash | — | — | — | $6K | <0.1% |
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