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Original filing (PDF)20251002150032NAL0000381203001
COMPACT INFORMATION SYSTEMS, LLC
Form 5500
FILING_RECEIVED
COMPACT INFORMATION SYSTEMS, LLC 401(K) PLAN
401(k) retirement plan
Active participants
99
Accounts w/ balance
145
Plan assets (EOY)
$10.5M
Net assets (EOY)
$10.5M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 54 bps in Schedule C fees — 87% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COMPACT INFORMATION SYSTEMS, LLC.
Plan sponsor
Name
COMPACT INFORMATION SYSTEMS, LLC
EIN
91-1542980
Address
PO BOX 61557 · FT MYERS, FL · 33906
Phone
(888) 970-7248
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Name
FUTUREPLAN FIDUCIARY SERVICES
EIN
82-3719843
City
BOSTON, MA
Phone
(855) 711-5283
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLNS | 13-3689044 | — | RECORDKEEPER | $14K | — |
| FUTUREPLAN BY ASCENSUS | 82-3719843 | — | RECORDKEEPER | $12K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN INVESTMENT PLANNING | 23-1702591 | — | INVESTMENT ADVISORY | $28K | — |
| MESIROW FINANCIAL | 36-3194849 | — | INVESTMENT ADVISORY | $2K | — |
Investments
28 direct securities· $10.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nuveen Lifecycle Index 2030 R6 Registered investment company | — | — | — | $2.6M | 24.6% | |
| Nuveen Lifecycle Index 2045 R6 Registered investment company | — | — | — | $1.7M | 16.0% | |
| Nuveen Lifecycle Index 2035 R6 Registered investment company | — | — | — | $1.6M | 15.6% | |
| Nuveen Lifecycle Index 2025 R6 Registered investment company | — | — | — | $1.3M | 12.3% | |
| Nuveen Lifecycle Index 2040 R6 Registered investment company | — | — | — | $1.2M | 11.1% | |
| Nuveen Lifecycle Index 2020 R6 Registered investment company | — | — | — | $432K | 4.1% | |
| Nuveen Lifecycle Index 2050 R6 Registered investment company | — | — | — | $374K | 3.6% | |
| Fidelity 500 Index Registered investment company | — | — | — | $322K | 3.1% | |
| Nuveen Lifecycle Index 2060 R6 Registered investment company | — | — | — | $247K | 2.4% | |
| Nuveen Lifecycle Index 2055 R6 Registered investment company | — | — | — | $190K | 1.8% | |
| DFA US Targeted Value I Registered investment company | — | — | — | $106K | 1.0% | |
| Parnassus Core Equity Instl Registered investment company | — | — | — | $91K | 0.9% | |
| maturing through December 2028 - | — | — | — | $74K | 0.7% | |
| PGIM High Yield R6 Registered investment company | — | — | — | $66K | 0.6% | |
| Vanguard Dvlp Mrkts Indx Admrl Registered investment company ** 134 Vanguard Explorer Adm Registered investment company | — | — | — | $39K | 0.4% | |
| T. Rowe Price Capital Appreciation I Registered investment company | — | — | — | $38K | 0.4% | |
| BlackRock Mid-Cap Value Instl Registered investment company | — | — | — | $36K | 0.3% | |
| Janus Henderson Enterprise N Registered investment company | — | — | — | $30K | 0.3% | |
| MFS International Equity R6 Registered investment company | — | — | — | $18K | 0.2% | |
| MFS Massachusetts Investors Gr Stk R6 Registered investment company | — | — | — | $16K | 0.1% | |
| Transamerica Stable Value Core Option Stable value fund | — | — | — | $15K | 0.1% | |
| Nuveen Lifecycle Index 2065 R6 Registered investment company | — | — | — | $12K | 0.1% | |
| Schwab Fundamental US Large Company Index Registered investment company | — | — | — | $10K | <0.1% | |
| DVFD Cash RSRV Cash | — | — | — | $10K | <0.1% | |
| Vanguard Mid Cap Index Adm Registered investment company | — | — | — | $6K | <0.1% | |
| BlackRock Inflation Protected Bond K Registered investment company | — | — | — | $4K | <0.1% | |
| Federated Hermes Total Return Bd R6 Registered investment company | — | — | — | $3K | <0.1% | |
| American Funds Growth & Inc Port R6 Registered investment company ** 188 American Funds New World R6 Registered investment company | — | — | — | $3K | <0.1% |