Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OPPENHEIMER & CO INC | 13-5657518 | — | INVESTMENT ADVISORY | $40K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $23K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s 16 Principal Life Insurance Company* Principal Fixed Income Guaranteed Option |
Guaranteed Income / GIC |
| — |
| — |
| $2.0M |
| 27.2% |
| s 1 JP Morgan JPMorgan Core Plus Bond Fund | Mutual Funds | — | — | $1.7M | 22.4% |
| 8 Putnam Large Cap Value Fund | — | — | — | $710K | 9.6% |
| 3 American Century Investments American Century Ultra Fund | — | — | — | $631K | 8.5% |
| PRINCIPAL OVERSEAS SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 116 | Pooled Separate Account | — | — | $516K | 7.0% |
| 6 MFS Investment Management MFS International Growth Fund | — | — | — | $506K | 6.8% |
| 5 JP Morgan JPMorgan US Equity Fund | — | — | — | $379K | 5.1% |
| 10 Principal Global Investors* Separate Account-Z ** LA Capital Mgmt/Victory - Principal MidCap | — | — | — | $175K | 2.4% |
| PRIN MIDCAP VALUE I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $175K | 2.4% |
| 14 Principal Global Investors* S&P 600 Index Separate Account-Z ** Vaughan Nelson/H&W - Principal SmallCap | — | — | — | $174K | 2.3% |
| PRIN SMCAP VALUE II SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $174K | 2.3% |
| 12 Principal Global Investors* S&P 500 Index Separate Account-Z ** Principal Global Investors - Principal MidCap S&P | — | — | — | $162K | 2.2% |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $162K | 2.2% |
| 13 Principal Global Investors* 400 Index Separate Account-Z ** Principal Global Investors - Principal SmallCap | — | — | — | $151K | 2.0% |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $151K | 2.0% |
| 4 JP Morgan JPMorgan Mid Cap Growth Fund | — | — | — | $114K | 1.5% |
| 2 American Century Investments American Century Small Cap Growth Fund | — | — | — | $109K | 1.5% |
| Participant Loans Interest Rates Ranging from 5.75% to 9.50% | Participant loans | — | — | $59K | 0.8% |
| (E) | — | — | — | $59K | 0.8% |
| 11 Principal Global Investors* Value I Separate Account-Z ** Principal Global Investors - Principal LargeCap | — | — | — | $20K | 0.3% |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $20K | 0.3% |
| 7 American Funds New Perspective Fund | — | — | — | $18K | 0.2% |
| 9 Invesco Equity and Income Fund | — | — | — | $5K | <0.1% |
