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Original filing (PDF)20250731182221NAL0003323091001
THE ASSOCIATION OF UNIVERSITY PHYSICIANS
Form 5500
FILING_RECEIVED
ASSOCIATION OF UNIVERSITY PHYSICIANS TDA PLAN
403(b) retirement plan
Signals · 1
100% in single holding
Active participants
2,926
Accounts w/ balance
1,439
Plan assets (EOY)
$228.1M
Net assets (EOY)
$228.1M
How this plan invests
This plan
1 pooled trust
Schedule D
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- Top holding "Party Value * Various 403(b) annuity contracts and custodial accounts" is 100% of plan.
- Only 49% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE ASSOCIATION OF UNIVERSITY PHYSICIANS.
Plan sponsor
Name
THE ASSOCIATION OF UNIVERSITY PHYSICIANS
EIN
91-1220843
Address
850 REPUBLICAN STREET · BUILDING C · SEATTLE, WA · 98109
Phone
(206) 520-5778
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-31
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
CLARK NUBER, PS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FID INV INST OPS CO | 04-2647786 | — | RECORDKEEPER | $14K | — |
Investments
1 direct security · 1 pooled fund· $228.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$228.1M
1 holding
Pooled Separate Account
$710K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party Value * Various 403(b) annuity contracts and custodial accounts | — | — | — | $228.1M | 100.0% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $710K | 0.3% |