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Original filing (PDF)20251014111813NAL0001293027001
WINDERMERE REAL ESTATE SERVICES COMPANY
Form 5500
FILING_RECEIVED
THE WINDERMERE 401(K) PLAN
401(k) retirement plan
Active participants
218
Accounts w/ balance
359
Plan assets (EOY)
$27.9M
Net assets (EOY)
$27.9M
How this plan invests
This plan
67 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WINDERMERE REAL ESTATE SERVICES COMPANY.
Plan sponsor
Name
WINDERMERE REAL ESTATE SERVICES COMPANY
EIN
91-1218831
Address
1151 FAIRVIEW AVE. NORTH, SUITE 105 · SEATTLE, WA · 98109
Phone
(206) 527-3801
Industry
Real Estatesee all
Plan administrator
Name
NATIONAL BENEFIT SERVICES, LLC
EIN
20-3886993
City
KANSAS CITY, MO
Phone
(801) 532-4000
Plan characteristics
Plan number
333
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
2U · Association Retirement Plan
Audit & trust (Schedule H)
Auditor
SWEENEY CONRAD, P.S.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | 31-4156830 | — | RECORDKEEPER | $49K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROACCOUNT | 73-0988442 | — | INVESTMENT ADVISORY | $6K | — |
| ERISA SMART | 45-5529798 | — | INVESTMENT ADVISORY | $3K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL BENEFIT SERVICES LLC | 20-3886993 | — | TPA | $8K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IRON FIDUCIARY | 99-9552241 | — | NONE | $13K | — |
Investments
67 direct securities· $27.5M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party- Identity of issue, including maturity date, in- borrower, lessor, or rate of interest, collateral, Current interest other similar party par or maturity value Putnam Large Cap Growth Fund Mutual fund | — | — | — | $3.9M | 13.9% | |
| Virtus Technology Fund Mutual fund 3 Columbia Thermostat Fund Mutual fund 3 Vanguard Small Cap Value Index Admiral Fund Mutual fund 2 Vanguard Small Cap Growth Index Admiral Fund Mutual fund 2 * Nationwide Life Insurance Company Guaranteed interest account | — | — | — | $2.4M | 8.6% | |
| Vanguard Windsor Fund Mutual fund | — | — | — | $2.3M | 8.3% | |
| Victory Sycamore Established Value Fund Mutual fund | — | — | — | $2.1M | 7.5% | |
| Fidelity 500 Index Fund Mutual fund | — | — | — | $2.0M | 7.3% | |
| Baird Core Plus Bond Fund Mutual fund | — | — | — | $1.8M | 6.5% | |
| Artisan International Value Fund Mutual fund | — | — | — | $1.4M | 5.2% | |
| Nuveen Lifecycle Index 2035 Fund Mutual fund | — | — | — | $1.1M | 3.9% | |
| Nationwide Geneva Small Cap Growth Fund Mutual fund | — | — | — | $1.0M | 3.6% | |
| Nuveen Lifecycle Index 2045 Fund Mutual fund | — | — | — | $877K | 3.1% | |
| American Funds New World Fund Mutual fund | — | — | — | $873K | 3.1% | |
| Cohen & Steers Real Estate Securities Fund Mutual fund | — | — | — | $768K | 2.8% | |
| Nuveen Lifecycle Index 2030 Fund Mutual fund | — | — | — | $733K | 2.6% | |
| Nuveen Lifecycle Index 2040 Fund Mutual fund | — | — | — | $675K | 2.4% | |
| Nuveen Lifecycle Index 2020 Fund Mutual fund | — | — | — | $669K | 2.4% | |
| Nuveen Lifecycle Index 2025 Fund Mutual fund | — | — | — | $618K | 2.2% | |
| Vanguard Total Stock Market Index Fund Mutual fund | — | — | — | $490K | 1.8% | |
| Fidelity Inflation-Protected Bond Index Fund Mutual fund | — | — | — | $385K | 1.4% | |
| Nuveen Lifecycle Index 2060 Fund Mutual fund | — | — | — | $341K | 1.2% | |
| State Street Balanced Index Fund - Class K Mutual fund | — | — | — | $324K | 1.2% | |
| Nuveen Lifecycle Index 2050 Fund Mutual fund | — | — | — | $284K | 1.0% | |
| Vanguard Total International Stock Index Fund Mutual fund | — | — | — | $240K | 0.9% | |
| Nuveen Lifecycle Index 2055 Fund Mutual fund | — | — | — | $191K | 0.7% | |
| ClearBridge Large Cap Growth Fund Mutual fund | — | — | — | $164K | 0.6% | |
| Notes Receivable from Participants Mature through 2034, with | — | — | — | $151K | 0.5% | |
| Dodge & Cox International Stock Fund Mutual fund | — | — | — | $101K | 0.4% | |
| Goldman Sachs GQG Partners International Opportunities Fund Mutual fund | — | — | — | $101K | 0.4% | |
| Fidelity International Index Fund Mutual fund | — | — | — | $97K | 0.3% | |
| Nationwide Loomis All Cap Growth R6 Fund Mutual fund | — | — | — | $94K | 0.3% | |
| JP Morgan Large Cap Growth Fund Mutual fund | — | — | — | $89K | 0.3% | |
| Avantis US Large Cap Value Fund Mutual fund | — | — | — | $89K | 0.3% | |
| Fidelity US Bond Index Fund Mutual fund | — | — | — | $84K | 0.3% | |
| PGIM Total Return Bond Fund Mutual fund | — | — | — | $73K | 0.3% | |
| JP Morgan Equity Income Fund Mutual fund | — | — | — | $71K | 0.3% | |
| Avantis Emerging Markets Equity Fund Mutual fund | — | — | — | $69K | 0.2% | |
| BlackRock High Yield Bond Portfolio Fund Mutual fund | — | — | — | $56K | 0.2% | |
| DFA International Large Cap Growth Mutual fund | — | — | — | $55K | 0.2% | |
| MFS Mid Cap Growth R6 Fund Mutual fund | — | — | — | $50K | 0.2% | |
| Diamond Hill Mid Cap Fund Mutual fund | — | — | — | $49K | 0.2% | |
| Party- Identity of issue, including maturity date, in- borrower, lessor, or rate of interest, collateral, Current interest other similar party par or maturity value Principal Global Real Estate Securities Fund Mutual fund | — | — | — | $48K | 0.2% | |
| Principal Mid Cap R6 Fund Mutual fund | — | — | — | $41K | 0.1% | |
| PIMCO Real Return Fund Mutual fund | — | — | — | $36K | 0.1% | |
| Legal & General Commodity Strategy Fund Mutual fund | — | — | — | $35K | 0.1% | |
| Fidelity Advisor Equity Growth Fund Mutual fund | — | — | — | $33K | 0.1% | |
| BlackRock Total Return Fund Mutual fund | — | — | — | $33K | 0.1% | |
| Morgan Stanley Institutional Fund Mutual fund | — | — | — | $29K | 0.1% | |
| Vanguard Explorer Admiral Fund Mutual fund | — | — | — | $28K | <0.1% | |
| Avantis US Small Cap Value Fund Mutual fund | — | — | — | $27K | <0.1% | |
| AllianceBernstein Global Bond Fund Mutual fund | — | — | — | $27K | <0.1% | |
| Nuveen Lifecycle Index 2065 Fund Mutual fund | — | — | — | $26K | <0.1% | |
| T. Rowe Price Diversified Mid Cap Growth Fund Mutual fund | — | — | — | $24K | <0.1% | |
| Vanguard Inflation-Protected Securities Fund Mutual fund | — | — | — | $17K | <0.1% | |
| Brown Advisory Sustainable Growth Fund Mutual fund | — | — | — | $17K | <0.1% | |
| Calvert International Equity Fund Mutual fund | — | — | — | $16K | <0.1% | |
| Impax Sustainable Allocation Fund Mutual fund | — | — | — | $16K | <0.1% | |
| Vanguard GNMA Fund Mutual fund | — | — | — | $15K | <0.1% | |
| Virtus KAR Small-Cap Growth Fund Mutual fund | — | — | — | $15K | <0.1% | |
| PIMCO International Bond Fund Mutual fund | — | — | — | $13K | <0.1% | |
| Invesco Global Opportunities Fund Mutual fund | — | — | — | $12K | <0.1% | |
| DFA Emerging Market Core Equity Fund Mutual fund | — | — | — | $12K | <0.1% | |
| Federated Hermes Government Obligations Fund Premier Mutual fund | — | — | — | $10K | <0.1% | |
| BlackRock 80/20 Target Allocation Fund Mutual fund | — | — | — | $6K | <0.1% | |
| PIMCO CommodityRealReturn Strategy Fund Mutual fund | — | — | — | $6K | <0.1% | |
| Federated Hermes Institutional High Yield Bond Fund Mutual fund | — | — | — | $6K | <0.1% | |
| Nuveen Lifecycle Index Retirement Income Fund Mutual fund | — | — | — | $2K | <0.1% | |
| Vanguard Total International Bond Index Fund Mutual fund | — | — | — | $2K | <0.1% | |
| AB Global Bond Fund Mutual fund | — | — | — | $2K | <0.1% |