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Original filing (PDF)20251010175701NAL0004842787001
TRA-MINW, P.S.
Form 5500
FILING_RECEIVED
TRA-MINW, P.S. 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 3
27% in single holdingNo recordkeeper disclosed10 service providers
Active participants
480
Accounts w/ balance
870
Plan assets (EOY)
$171.8M
Net assets (EOY)
$171.8M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Custodians Self-Directed Brokerage Accounts" is 27% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRA-MINW, P.S..
Plan sponsor
Name
TRA-MINW, P.S.
EIN
91-0979582
Address
PO BOX 1535 · TACOMA, WA · 98401
Phone
(253) 761-4200
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
10 rowsOther
10| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES ADV LLC | — | BOTHELL, WA | NONE | $43K | — |
| MORGAN STANLEY SMITH BARNEY | — | GIG HARBOR, WA | NONE | $24K | — |
| TORTOISE INVESTMENT MANAGEMENT, LLC | — | WHITE PLAINS, NY | NONE | $18K | — |
| NWPS | 91-2090931 | — | NONE | $15K | — |
| COLUMBIA RIVER ADVISORS LLC | — | TACOMA, WA | NONE | $14K | — |
| CORIENT PRIVATE WEALTH LLC | — | MIAMI, FL | NONE | $13K | — |
| 25 LLC | — | ST LOUIS, MO | NONE | $7K | — |
| MIDWAY FINANCIAL WEALTH MANAGEMENT | — | BRIDGEVILLE, PA | NONE | $7K | — |
| HIGHTOWER ADVISORS LLC | — | CHICAGO, IL | NONE | $6K | — |
| ENVESTNET ASSET MANAGEMENT LLC | — | CHICAGO, IL | NONE | $6K | — |
Investments
35 direct securities · 1 pooled fund· $166.3M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$120.4M
34 holdings
OTHER
$44.7M
1 holding
Common Collective Trust
$1.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Custodians Self-Directed Brokerage Accounts | OTHER | — | — | $44.7M | 26.0% | |
| Schwab Personal Choice Retirement Account Self-Directed Brokerage Accounts | — | — | — | $13.2M | 7.7% | |
| DFA US Core Equity 1 I Registered Investment Company | — | — | — | $12.7M | 7.4% | |
| Vanguard Total Stock Market Index Adm Registered Investment Company | — | — | — | $12.3M | 7.2% | |
| Vanguard Target Retirement 2040 Fund Registered Investment Company | — | — | — | $10.4M | 6.1% | |
| Vanguard Target Retirement 2045 Fund Registered Investment Company | — | — | — | $8.8M | 5.1% | |
| DFA US Core Equity 2 I Registered Investment Company | — | — | — | $8.2M | 4.8% | |
| Vanguard Target Retirement 2035 Fund Registered Investment Company | — | — | — | $7.3M | 4.3% | |
| Vanguard 500 Index Fund Registered Investment Company | — | — | — | $6.9M | 4.0% | |
| Vanguard Total Bond Market Index Adm Registered Investment Company | — | — | — | $5.3M | 3.1% | |
| DFA International Core Equity Instl Registered Investment Company | — | — | — | $4.8M | 2.8% | |
| Vanguard Target Retirement 2050 Fund Registered Investment Company | — | — | — | $4.4M | 2.6% | |
| Vanguard Developed Markets Index Adm Registered Investment Company | — | — | — | $3.7M | 2.2% | |
| Vanguard Target Retirement 2030 Fund Registered Investment Company | — | — | — | $3.5M | 2.0% | |
| DFA Emerging Markets Core Equity I Registered Investment Company | — | — | — | $3.4M | 2.0% | |
| DFA Global Real Estate Securities Registered Investment Company | — | — | — | $2.2M | 1.3% | |
| Vanguard Inflation Protected Secs Adm Registered Investment Company | — | — | — | $2.2M | 1.3% | |
| Vanguard Target Retirement 2020 Fund Registered Investment Company | — | — | — | $1.6M | 0.9% | |
| Vanguard Target Retirement 2025 Fund Registered Investment Company | — | — | — | $1.3M | 0.8% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $1.3M | 0.7% | |
| PIMCO Income Fund Instl Registered Investment Company | — | — | — | $1.1M | 0.7% | |
| DFA Global Allocation 60/40 Instl Registered Investment Company | — | — | — | $1.0M | 0.6% | |
| Vanguard Small-Cap Index Fund Admiral Shares Registered Investment Company | — | — | — | $902K | 0.5% | |
| Vanguard Mid-Cap Index Fund Admiral Shares Registered Investment Company | — | — | — | $776K | 0.5% | |
| PIMCO High Yield Instl Registered Investment Company | — | — | — | $652K | 0.4% | |
| Vanguard Target Retirement 2060 Fund Registered Investment Company | — | — | — | $565K | 0.3% | |
| maturing through March 2035 | — | — | — | $490K | 0.3% | |
| Vanguard Intermediate-Term Investment-Grade Fund Admiral Shares Registered Investment Company | — | — | — | $479K | 0.3% | |
| Nuveem Preferred Securities & Income I Registered Investment Company | — | — | — | $420K | 0.2% | |
| Vanguard Short Term Bond Index Adm Registered Investment Company | — | — | — | $371K | 0.2% | |
| Fidelity Floating Rate High Income Registered Investment Company | — | — | — | $337K | 0.2% | |
| DFA Global Equity Portfolio Institutional Class Registered Investment Company | — | — | — | $326K | 0.2% | |
| Vanguard Target Retirement 2065 Fund Registered Investment Company | — | — | — | $158K | <0.1% | |
| Vanguard Target Retirement Income Fund Registered Investment Company | — | — | — | $146K | <0.1% | |
| Vanguard Short Term Investment Grade Adm Registered Investment Company | — | — | — | $75K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Registered Investment Company | — | — | — | $2K | <0.1% |