Original filing (PDF)20240709201701NAL0030530786001

THE POLYCLINIC, PLLC

Name: THE POLYCLINIC, PLLC — THE POLYCLINIC A P.C. 401(K) PROFIT SHARING PLAN, Form 5500 (2023)
Creator: THE POLYCLINIC, PLLC

Form 5500

FILING_RECEIVED

THE POLYCLINIC A P.C. 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Signals · 2

Late participant contributionsCorrective distributions issued

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

How this plan invests

This plan

12 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 50% of scoring inputs for this filing.

Compliance & integrity

Total plan cost

n/a

Plan health

n/a

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 1993K.
Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
Plan health not scored — no comparable participation/contribution data.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for THE POLYCLINIC, PLLC.

Plan sponsor

Name

THE POLYCLINIC, PLLC

EIN

91-0369070all filings

Address

9900 BREN ROAD EAST · MN008-R120 · MINNETONKA, MN · 55343

Phone

(952) 936-1300

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Name

UNITEDHEALTH GROUP EMPLOYEE BENEFITS PLANS ADMINISTRATIVE COMMITTEE

EIN

41-1321939

City

MINNETONKA, MN

Phone

(952) 936-1300

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-10-09

Filed

2024-07-09

Pension benefit codes

2E · Profit-sharing

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

3F · Sponsor used leased employees

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

BAKER TILLY US, LLP

Trustee / custodian

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INST OP, LLC	04-3532603	—	RECORDKEEPER	$28K	—
VANGUARD	—	VALLEY FORGE, PA	RECORDKEEPER	$6K	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
NFP RETIREMENT	33-0905143	—

Investments

12 pooled funds· $0

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

			% of plan
VANGUARD FTC TARGET RET 2020 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6935530 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2025 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6938034 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2030 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6938065 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2035 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6941311 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2040 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6941351 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2045 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6944355 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2050 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6944390 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2055 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948719 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2060 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948754 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2065 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6200492 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2070 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 88-6098744 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET INC TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6930815 / PN 001	Common Collective Trust	$0	—