Original filing (PDF)20240709201701NAL0030530786001

The Polyclinic, PLLC

Name: The Polyclinic, PLLC — The Polyclinic a P.C. 401(k), Form 5500 (2023)
Creator: The Polyclinic, PLLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

The Polyclinic a P.C. 401(k) Profit Sharing Plan

401(k) retirement plan · The Polyclinic, PLLC's The Polyclinic a P.C. 401(k) Profit Sharing Plan filed a Form 5500 for plan year 2023, with Fidelity as recordkeeper.

Signals · 2

Late participant contributionsCorrective distributions issued

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

Plan identifiers

The Polyclinic, PLLC's EIN is 91-0369070.

EIN 91-0369070

Plan number 001

Plan year 2023

ACK ID 20240709201701NAL0030530786001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for The Polyclinic, PLLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

The Polyclinic, PLLC's plan includes profit-sharing, a 401(k) feature.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for THE POLYCLINIC, PLLC.

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How this plan invests

This plan

12 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 50% of scoring inputs for this filing.

Compliance & integrity

Total plan cost

n/a

Plan health

n/a

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 1993K.
Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
Plan health not scored — no comparable participation/contribution data.

Plan sponsor

Name

THE POLYCLINIC, PLLC

EIN

all filings

Address

9900 BREN ROAD EAST · MN008-R120 · MINNETONKA, MN · 55343

Phone

(952) 936-1300

Industry

Offices of Physicians· Health Care & Social Assistance

Plan administrator

Name

UNITEDHEALTH GROUP EMPLOYEE BENEFITS PLANS ADMINISTRATIVE COMMITTEE

EIN

41-1321939

City

MINNETONKA, MN

Phone

(952) 936-1300

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-10-09

Filed

2024-07-09

Pension benefit codes

2E · Profit-sharing

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

3F · Sponsor used leased employees

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

BAKER TILLY US, LLP

Trustee / custodian

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INST OP, LLC	04-3532603	—	RECORDKEEPER	$28K	—
VANGUARD	—	VALLEY FORGE, PA	RECORDKEEPER	$6K	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
NFP RETIREMENT	33-0905143	—

Investments

12 pooled funds· $0

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

			% of plan
VANGUARD FTC TARGET RET 2020 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6935530 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2025 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6938034 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2030 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6938065 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2035 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6941311 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2040 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6941351 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2045 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6944355 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2050 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6944390 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2055 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948719 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2060 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948754 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2065 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6200492 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET 2070 TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 88-6098744 / PN 001	Common Collective Trust	$0	—
VANGUARD FTC TARGET RET INC TR SEL VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6930815 / PN 001	Common Collective Trust	$0	—