Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $15K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | 20-1181458 | — | THIRD PARTY ADMINSTRATOR | $7K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE CO. · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $2.4M | 99.5% | |
| Empower Annuity Insurance Company of America American Funds 2035 Trgt Date Retire R6 | — |
| — |
| — |
| $389K |
| 16.4% |
| Empower Annuity Insurance Company of America American Funds 2040 Trgt Date Retire R6 | — | — | — | $347K | 14.6% |
| Empower Annuity Insurance Company of America American Funds 2030 Trgt Date Retire R6 | — | — | — | $314K | 13.2% |
| Empower Annuity Insurance Company of America Mm S&P 500 Index I | — | — | — | $276K | 11.6% |
| Empower Annuity Insurance Company of America American Funds 2055 Trgt Date Retire R6 | — | — | — | $212K | 8.9% |
| Empower Annuity Insurance Company of America American Funds 2050 Trgt Date Retire R6 | — | — | — | $205K | 8.6% |
| Empower Annuity Insurance Company of America American Funds 2045 Trgt Date Retire R6 | — | — | — | $140K | 5.9% |
| Empower Annuity Insurance Company of America American Funds 2025 Trgt Date Retire R6 | — | — | — | $131K | 5.5% |
| Empower Annuity Insurance Company of America American Funds 2060 Trgt Date Retire R6 | — | — | — | $100K | 4.2% |
| Empower Annuity Insurance Company of America American Funds Invmt Co Of Amer R6 | — | — | — | $30K | 1.3% |
| Empower Annuity Insurance Company of America American Funds Amcap R6 | — | — | — | $29K | 1.2% |
| Empower Annuity Insurance Company of America American Funds Washington Mutual R6 | — | — | — | $26K | 1.1% |
| Empower Annuity Insurance Company of America Massmutual Mid Cap Growth I | — | — | — | $18K | 0.8% |
| Empower Annuity Insurance Company of America American Funds Europacific Growth R6 | — | — | — | $18K | 0.8% |
| Empower Annuity Insurance Company of America Invesco Small Cap Growth R6 | — | — | — | $17K | 0.7% |
| Empower Annuity Insurance Company of America Blackrock Total Return K | — | — | — | $17K | 0.7% |
| Empower Annuity Insurance Company of America Pimco High Yield Instl | — | — | — | $15K | 0.6% |
| Empower Annuity Insurance Company of America Pimco Income Instl | — | — | — | $15K | 0.6% |
| MassMutual Life Insurance Co. Fixed Account (1.65%) | — | — | — | $13K | 0.5% |
| Empower Annuity Insurance Company of America Pimco Real Return Instl | — | — | — | $13K | 0.5% |
| Empower Annuity Insurance Company of America Virtus Ceredex Mid-Cap Value Equity R6 | — | — | — | $11K | 0.5% |
| Empower Annuity Insurance Company of America Franklin Small Cap Value R6 | — | — | — | $10K | 0.4% |
| Empower Annuity Insurance Company of America American Funds New World R6 | — | — | — | $10K | 0.4% |
| Empower Annuity Insurance Company of America Hartford International Opportunities R6 | — | — | — | $10K | 0.4% |
| Empower Annuity Insurance Company of America Invesco Global Opportunities R6 | — | — | — | $8K | 0.3% |
| Empower Annuity Insurance Company of America American Funds 2015 Trgt Date Retire R6 73 * Empower Annuity Insurance Company of America American Funds 2020 Trgt Date Retire R6 | — | — | — | $1K | <0.1% |
