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Original filing (PDF)20260306104546NAL0004912241001
SMOKEBALL, INC.
Form 5500
FILING_RECEIVED
SMOKEBALL, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 3.7 mo42% in single holding
Active participants
98
Accounts w/ balance
131
Plan assets (EOY)
$5.2M
Net assets (EOY)
$5.2M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
79
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 3.7 months past the 10.5-month grace window.
- Top holding "Vanguard Total Stock Mkt Index Adm" is 42% of plan.
Helping the score
- Below-peer total fees (31 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMOKEBALL, INC..
Plan sponsor
Name
SMOKEBALL, INC.
EIN
90-0926236
Address
200 WEST ADAMS STREET · SUITE 1450 · CHICAGO, IL · 60606
Phone
(312) 419-1334
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-03-06
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SMITH & HOWARD, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HUMAN INTEREST ADVISOR LLC | 47-4307706 | SAN FRANCISCO, CA | RECORDKEEPER | $16K | — |
Investments
24 direct securities· $5.0M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Mkt Index Adm | — | — | — | $2.1M | 40.3% | |
| Vanguard Total Intl Stock Index Admiral | — | — | — | $1.2M | 23.6% | |
| Vanguard Total Bond Market Index Adm | — | — | — | $412K | 7.9% | |
| Vanguard Specialized Fd - Real Estate Index Admiral | — | — | — | $364K | 7.0% | |
| Vanguard 500 Index Admiral | — | — | — | $342K | 6.5% | |
| Vanguard Total Intl Bond Index Admiral™ | — | — | — | $185K | 3.5% | |
| Vanguard Growth Index Admiral | — | — | — | $129K | 2.5% | |
| Vanguard Mid Cap Index Adm | — | — | — | $60K | 1.1% | |
| Vanguard Small Cap Index Adm | — | — | — | $48K | 0.9% | |
| Vanguard Small Cap Growth Index Admiral | — | — | — | $28K | 0.5% | |
| Vanguard Federal Money Market Investor | — | — | — | $24K | 0.5% | |
| Vanguard Value Index Adm | — | — | — | $20K | 0.4% | |
| Vanguard Mid-Cap Growth Index Admiral | — | — | — | $16K | 0.3% | |
| Vanguard Short-Term Infl-Prot Sec IndexAdm | — | — | — | $12K | 0.2% | |
| Vanguard Emerging Mkts Stock Idx Adm | — | — | — | $11K | 0.2% | |
| Vanguard Developed Markets Idx Admiral | — | — | — | $9K | 0.2% | |
| Vanguard Mid-Cap Value Index Admiral ** 299 Vanguard Short-Term Bond Index Adm | — | — | — | $5K | <0.1% | |
| DFA Emerging Markets Small Cap I | — | — | — | $5K | <0.1% | |
| DFA International Core Equity I | — | — | — | $5K | <0.1% | |
| Vanguard Interm-Term Bond Index Adm | — | — | — | $4K | <0.1% | |
| DFA Global Real Estate Securities Port | — | — | — | $4K | <0.1% | |
| DFA Emerging Markets Value I | — | — | — | $3K | <0.1% | |
| DFA International Value I | — | — | — | $2K | <0.1% | |
| Nuveen Core Impact Bond Fund Retirement | — | — | — | $2K | <0.1% |
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