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Original filing (PDF)20251121143702NAL0006538481001
BWT LLC
Form 5500
FILING_RECEIVED
BWT LLC 401K PLAN
401(k) retirement plan
Signals · 2
Late filing · 0.2 moNo recordkeeper disclosed
Active participants
360
Accounts w/ balance
277
Plan assets (EOY)
$14.5M
Net assets (EOY)
$14.5M
How this plan invests
This plan
1 pooled trust
Schedule D
43 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
99
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 0.2 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (11 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BWT LLC.
Plan sponsor
Name
BWT LLC
EIN
90-0888944
Address
777 LOWNDES HILL ROAD · BUILDING 3 SUITE 100 · GREENVILLE, SC · 29607
Phone
(864) 990-0050
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-21
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MAULDIN & JENKINS LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RT JONES CAPITAL EQUITIES MGMT INC | 20-1090152 | — | NONE | $10K | — |
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $6K | — |
Investments
40 direct securities · 1 pooled fund· $26.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$14.5M
40 holdings
Pooled Separate Account
$12.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $12.3M | 85.0% | |
| Fidelity 500 Index Mutual Funds | — | — | — | $2.7M | 18.4% | |
| Retirementtrack Mod 2035 R1 Mutual Funds | — | — | — | $1.5M | 10.4% | |
| AUL Fixed Account Insurance Contract | — | — | — | $1.1M | 7.8% | |
| Fidelity Midcap Idx Mutual Funds | — | — | — | $976K | 6.7% | |
| AUL Stable Value Account Insurance Contract | — | — | — | $645K | 4.5% | |
| Pioneer Bond K Mutual Funds | — | — | — | $592K | 4.1% | |
| Thornburg Intl EQ R6 Mutual Funds | — | — | — | $543K | 3.8% | |
| Goldmansachs Lrg Cap GR Ins R6 Mutual Funds | — | — | — | $493K | 3.4% | |
| Retirementtrack Mod 2045 R1 Mutual Funds | — | — | — | $469K | 3.2% | |
| Blackrock Mid-Cap Gro Equity K Mutual Funds | — | — | — | $467K | 3.2% | |
| Clearbridge Mid Cap I Mutual Funds | — | — | — | $460K | 3.2% | |
| MFS Mass Invs Grth Stk R6 Mutual Funds | — | — | — | $423K | 2.9% | |
| PARTICIPANTS LOANS 4.25% TO 4.25% 0 | — | — | — | $407K | 2.8% | |
| Retirementtrack Mod Ret R1 Mutual Funds | — | — | — | $400K | 2.8% | |
| Columbia Overseas Value I3 Mutual Funds | — | — | — | $372K | 2.6% | |
| Retirementtrack Mod 2055 R1 Mutual Funds | — | — | — | $359K | 2.5% | |
| Virtus Ceredex Lcv Eqty R6 Mutual Funds | — | — | — | $314K | 2.2% | |
| Fidelity Adv Int Cap App Z Mutual Funds | — | — | — | $310K | 2.1% | |
| Invesco Smcap Grth R6 Mutual Funds | — | — | — | $310K | 2.1% | |
| Vanguard Midcap Growth Idx Adm Mutual Funds | — | — | — | $261K | 1.8% | |
| Party-in- Identity of Issue, Borrower, (Maturity Date, Rate of Interest, (d) Current Interest Lessor, or Similar Party Collateral, Par, or Maturity Value) Cost Value Vanguard Small Cap Index Adm Mutual Funds | — | — | — | $251K | 1.7% | |
| Fidelity Intl Index Mutual Funds | — | — | — | $228K | 1.6% | |
| MFS Mid-Cap Value R6 Mutual Funds | — | — | — | $143K | 1.0% | |
| Amercent Realestate R6 Mutual Funds | — | — | — | $126K | 0.9% | |
| Thornburg Ltd Term Inc R6 Mutual Funds | — | — | — | $112K | 0.8% | |
| Fidelity SM Cap Index Mutual Funds | — | — | — | $83K | 0.6% | |
| Retirementtrack Mod 2065 R1 Mutual Funds | — | — | — | $70K | 0.5% | |
| Troweprice Ret Balanced I Mutual Funds | — | — | — | $61K | 0.4% | |
| Pgim High-Yield R6 Mutual Funds | — | — | — | $60K | 0.4% | |
| Retirementtrack Cons 2065 R1 Mutual Funds ** 149 Vanguard Energy Index Adm Mutual Funds | — | — | — | $58K | 0.4% | |
| Goldmansachs Smcapval R6 Mutual Funds | — | — | — | $57K | 0.4% | |
| Jan Hen Global Life Sciences N Mutual Funds | — | — | — | $54K | 0.4% | |
| Vanguard Energy Adm Mutual Funds | — | — | — | $35K | 0.2% | |
| Dfa US Targeted Val I Mutual Funds | — | — | — | $29K | 0.2% | |
| PIMCO Real Return Instl Mutual Funds | — | — | — | $10K | <0.1% | |
| Allspring Spec MD Cap Value R6 Mutual Funds | — | — | — | $5K | <0.1% | |
| As communicated in our engagement letter dated May 6, 2025, our responsibility, as described by professional standards, is to conduct our audit in accordance with ERISA Section 103(a)(3)(C) pursuant to 29 CFR 2520.103-8 of the DOL’s Rules | — | — | — | $3K | <0.1% | |
| Retirementtrack Agg 2055 R1 Mutual Funds ** 149 Invesco Steelpath Mlp Inc R6 Mutual Funds | — | — | — | $2K | <0.1% | |
| Franklin Equity Income R6 Mutual Funds | — | — | — | $2K | <0.1% | |
| Vanguard Gnma Adm Mutual Funds | — | — | — | $1K | <0.1% |