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Original filing (PDF)20251011051439NAL0019455458001
ASHFIELD HEALTHCARE, LLC
Form 5500
FILING_RECEIVED
INIZIO RETIREMENT PLAN
401(k) retirement plan
Active participants
2,200
Accounts w/ balance
3,767
Plan assets (EOY)
$139.8M
Net assets (EOY)
$139.8M
How this plan invests
This plan
2 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 31 bps in Schedule C fees — 208% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASHFIELD HEALTHCARE, LLC.
Plan sponsor
Name
ASHFIELD HEALTHCARE, LLC
EIN
90-0789049
Address
1100 VIRGINIA DRIVE · SUITE 200 · FT WASHINGTON, PA · 19034
Phone
(267) 864-6769
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WIPFLI LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $200K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR RETIREMENT MANAGER | — | CHICAGO, IL | INVESTMENT MANAGER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS | 47-1411118 | — | INVESTMENT/FINANCIAL ADVI | $231K | — |
Investments
33 direct securities · 2 pooled funds· $137.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$134.9M
33 holdings
Common Collective Trust
$2.9M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T.ROWE PRICE RETIRE 2040 - ADV | Registered Investment Companies | — | — | $12.4M | 8.9% | |
| T. ROWE PRICE RETIRE 2050-ADV | Registered Investment Companies | — | — | $10.5M | 7.5% | |
| ISHARES S&P 500 INDEX I | Registered Investment Companies | — | — | $10.3M | 7.4% | |
| T.ROWE PRICE RETIRE 2030 - ADV | Registered Investment Companies | — | — | $10.2M | 7.3% | |
| T. ROWE PRICE RET 2055 - ADV | Registered Investment Companies | — | — | $9.9M | 7.1% | |
| T. ROWE PRICE RET 2045 - ADV | Registered Investment Companies | — | — | $7.7M | 5.5% | |
| T. ROWE PRICE RET 2035 - ADV | Registered Investment Companies | — | — | $7.3M | 5.3% | |
| T. ROWE PRICE RETIRE 2060-ADV | Registered Investment Companies | — | — | $6.9M | 4.9% | |
| AMERICAN CENTURY ULTRA - INV | Registered Investment Companies | — | — | $6.4M | 4.6% | |
| COLUMBIA DIVIDEND INCOME I2 | Registered Investment Companies | — | — | $4.6M | 3.3% | |
| ISHARES RUSSELL 2000 SM CAP I | Registered Investment Companies | — | — | $4.2M | 3.0% | |
| LOOMIS INVEST GRADE BOND -Y | Registered Investment Companies | — | — | $4.2M | 3.0% | |
| PIMCO INCOME ADMIN | Registered Investment Companies | — | — | $4.0M | 2.9% | |
| JPM US EQUITY FD R4 | Registered Investment Companies | — | — | $3.7M | 2.7% | |
| T. ROWE PRICE RET 2025 - ADV | Registered Investment Companies | — | — | $3.7M | 2.6% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $3.1M | 2.2% | |
| FEDERATED CAP PRESERVATION - R FEDERATED INVESTORS TRUST CO · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $2.9M | 2.1% | |
| ISHARES MSCI EAFE INTL INDEX I | Registered Investment Companies | — | — | $2.6M | 1.9% | |
| ISHARES RUSSELL MIDCAP INDEX I | Registered Investment Companies | — | — | $2.4M | 1.7% | |
| VICTORY ESTABLISHED VALUE I | Registered Investment Companies | — | — | $2.3M | 1.6% | |
| GS INTL EQUITY INSIGHTS INST | Registered Investment Companies | — | — | $2.2M | 1.6% | |
| MFS TECHNOLOGY FUND - R4 | Registered Investment Companies | — | — | $2.1M | 1.5% | |
| T.ROWE PRICE RETIRE 2020 - ADV | Registered Investment Companies | — | — | $1.9M | 1.4% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $1.7M | 1.2% | |
| BLK MID CAP GR EQTY PRT - SVC | Registered Investment Companies | — | — | $1.7M | 1.2% | |
| NEUBERGER BERMAN GENESIS INSTL | Registered Investment Companies | — | — | $1.7M | 1.2% | |
| BNY MELLON WORLDWIDE GROWTH I | Registered Investment Companies | — | — | $1.5M | 1.0% | |
| JANUS HENDERSON BALANCED - S | Registered Investment Companies | — | — | $1.4M | 1.0% | |
| PRINCIPAL RE SECURITIES I | Registered Investment Companies | — | — | $1.1M | 0.8% | |
| VANGUARD FTSE SOCIAL INDEX ADM | Registered Investment Companies | — | — | $863K | 0.6% | |
| VANGUARD MATERIALS INDEX ADM | Registered Investment Companies | — | — | $742K | 0.5% | |
| INV GLD&SPC MINERALS R5 | Registered Investment Companies | — | — | $716K | 0.5% | |
| T. ROWE PRICE RETIREMENT 2065 | Registered Investment Companies | — | — | $645K | 0.5% | |
| VANGUARD HEALTH CARE INDEX ADM | Registered Investment Companies | — | — | $167K | 0.1% | |
| STATE ST CASH SERIES US GOVT L STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |