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Original filing (PDF)20251015134722NAL0009548786002
PREVAILING ASSET MANAGEMENT LLC
Form 5500
FILING_RECEIVED
PREVAILING POOLED EMPLOYER PLAN
401(k) retirement plan
Signals · 3
58% in single holding~79 bps in Sched C feesNo recordkeeper disclosed
Active participants
1,462
Accounts w/ balance
1,580
Plan assets (EOY)
$27.8M
Net assets (EOY)
$27.8M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard Vanguard LifeStrategy Conservative Growth" is 58% of plan.
- 79 bps in Schedule C fees — 174% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PREVAILING ASSET MANAGEMENT LLC.
Plan sponsor
Name
PREVAILING ASSET MANAGEMENT LLC
EIN
90-0713048
Address
304 RIDGELAND DR. · GREENVILLE, SC · 29601
Phone
(800) 382-2044
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2W · Pooled employer plan (PEP)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAS PARTNERS LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVUS | 80-0717897 | — | NONE | $178K | — |
| EPIC RETIREMENT PLAN SERVICES | 16-1450952 | — | NONE | $43K | — |
Investments
34 direct securities · 1 pooled fund· $27.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$27.5M
34 holdings
Common Collective Trust
$330K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard LifeStrategy Conservative Growth | — | — | — | $16.2M | 58.1% | |
| Vanguard LifeStrategy M oderate Growth | — | — | — | $2.4M | 8.7% | |
| Vanguard LifeStrategy Income Inv | — | — | — | $1.6M | 5.7% | |
| Vanguard Growth Index | — | — | — | $1.3M | 4.7% | |
| Dodge and Cox Dodge and Cox Stock CL | — | — | — | $690K | 2.5% | |
| Vanguard 500 Index Adm | — | — | — | $529K | 1.9% | |
| Vanguard LifeStrategy Small Cap Value Index Adm | — | — | — | $500K | 1.8% | |
| Vanguard LifeStrategy Growth Inv | — | — | — | $470K | 1.7% | |
| Vanguard Total Bond | — | — | — | $411K | 1.5% | |
| Vanguard High Dividend | — | — | — | $333K | 1.2% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $330K | 1.2% | |
| Vanguard Value Index Adm | — | — | — | $322K | 1.2% | |
| Participants Loans Interest (5.25% - 10.50%) | — | — | — | $317K | 1.1% | |
| Vanguard LifeStrategy Small Cap Index | — | — | — | $262K | 0.9% | |
| Vanguard 500 Index | — | — | — | $258K | 0.9% | |
| Vanguard Short-Term Inv Grade | — | — | — | $212K | 0.8% | |
| Franklin Growth Adv | — | — | — | $206K | 0.7% | |
| Goldman Sachs Golman Sachs Small Cap Insights Fund | — | — | — | $186K | 0.7% | |
| Vanguard Developed M arkets | — | — | — | $162K | 0.6% | |
| M acquire M acquire High Income | — | — | — | $134K | 0.5% | |
| M atrix Trust Retirement M oney M arket Account | — | — | — | $124K | 0.4% | |
| Vanguard Total Bond | — | — | — | $120K | 0.4% | |
| T. Rowe T. Rowe Price Instn Large Cap Value | — | — | — | $106K | 0.4% | |
| Vanguard Interim Term Investments | — | — | — | $101K | 0.4% | |
| Vanguard Dividend Yield Index | — | — | — | $83K | 0.3% | |
| M FS Growth Fund M FS International Diversification | — | — | — | $79K | 0.3% | |
| PGIM Total Return | — | — | — | $71K | 0.3% | |
| Vanguard LifeStrategy M id Cap | — | — | — | $69K | 0.2% | |
| Vanguard Developed M arkets | — | — | — | $66K | 0.2% | |
| Lord Abbett Lord Abbett Floating Rate | — | — | — | $56K | 0.2% | |
| Vanguard Emerging M arkets Stock | — | — | — | $55K | 0.2% | |
| Templeton Global Bond | — | — | — | $54K | 0.2% | |
| Vanguard LifeStrategy M id Cap Index | — | — | — | $21K | <0.1% | |
| DoubleLine Total Return | — | — | — | $18K | <0.1% | |
| Fidelity Sel Indust M at | — | — | — | $12K | <0.1% |