This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VICO INFRASTRUCTURE COMPANY LLC | — | NEWPORT BEACH, CA | — | $2.1M | — |
| MIZUHO SECURITIES USA LLC | — | NEW YORK, NY | — | $1.5M | — |
| MILBANK LLP | — | NEW YORK, NY | — | $832K | — |
| ERNST AND YOUNG LLP | 34-6565596 | — | — | $624K | — |
| TRANS. LIABI. SERIES OF LOCKTON SPE | — | NEW YORK, NY | — | $615K | — |
| MAYER BROWN LLP |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 1 INVESTMENT IN MASTER FUND | — | — | — | $5.3B | 99.7% | |
| RECEIVABLE FROM MASTER FUND | — | — | $18.1M | $18.1M | 0.3% |
| — |
| CHICAGO, IL |
| — |
| $544K |
| — |
| NORTON ROSE FULBRIGHT US LLP | — | WASHINGTON, DC | — | $540K | — |
| KROLL LLC | — | NEW YORK, NY | — | $382K | — |
| OLIVER WYMAN INC | — | NEW YORK, NY | — | $360K | — |
| BDO USA LLP | — | NEW YORK, NY | — | $347K | — |
| ARENTFOX SCHIFF LLP | — | NEW YORK, NY | — | $310K | — |
| LEO BERWICK LP | — | NEW YORK, NY | — | $267K | — |
| AON RISK SERVICES CENTRAL | — | CHICAGO, IL | — | $260K | — |
| EISNER ADVISORY GROUP LLC | — | NEW YORK, NY | — | $248K | — |
| DESMAN INC | — | NEW YORK, NY | — | $90K | — |
| SAN ANTONIO TX WATER SYSTEM REV FUN | — | SAN ANTONIO, TX | — | $81K | — |
| HOLLAND & KNIGHT LLP | — | TAMPA BAY, FL | — | $81K | — |
| DELOITTE LLP CA | — | NEW YORK, NY | — | $77K | — |
| ALLEN OVERY SHEARMAN STERLING US LL | — | NEW YORK, NY | — | $66K | — |
| MCGRIFF INSURANCE SERVICES LLC | — | RALEIGH, NC | — | $61K | — |
| BLACK & VEATCH MANAGEMENT CONSULTIN | — | OVERLAND PARK, KS | — | $58K | — |
| BNY MELLON | 04-1107280 | — | — | $57K | — |
| BAKER AND MCKENZIE LLP | — | CHICAGO, IL | — | $49K | — |
| MOSS ADAMS LLP | — | SEATTLE, WA | — | $36K | — |
| LEIDOS ENGINEERING LLC | — | RESTON, VA | — | $35K | — |
| RSGUM PREMIUM FUND | — | CHICAGO, IL | — | $34K | — |
| BMO HARRIS | 36-2085229 | — | — | $29K | — |
| OPERIS PROJECT FINANCE LIMITED | — | — | — | $24K | — |
| RISE STRATEGY GROUP | — | CHICAGO, IL | — | $8K | — |
