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Original filing (PDF)20250904155722NAL0010134339001
MODA OPERANDI INC.
Form 5500
FILING_RECEIVED
MODA OPERANDI, INC. 401(K) PLAN
401(k) retirement plan
Active participants
165
Accounts w/ balance
252
Plan assets (EOY)
$13.0M
Net assets (EOY)
$13.0M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 56 bps in Schedule C fees — 93% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MODA OPERANDI INC..
Plan sponsor
Name
MODA OPERANDI INC.
EIN
90-0592900
Address
34 34TH STREET, BUILDING 6 SUITE 4 · BROOKLYN, NY · 11232
Phone
(646) 254-6361
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-04
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ASSURANCE DIMENSIONS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $41K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADVUS FINANCIAL PARTNERS LLC | — | LAKE MARY, FL | INVESTMENT ADVISOR | $16K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $15K | — |
Investments
27 direct securities · 1 pooled fund· $13.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.0M
27 holdings
Common Collective Trust
$1K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MKT IDX ADM | — | — | — | $2.3M | 18.0% | |
| VANGUARD TARGET RETIREMENT 2050 INV | — | — | — | $2.3M | 17.4% | |
| VANGUARD TARGET RETIREMENT 2055 INV | — | — | — | $1.6M | 12.3% | |
| VANGUARD TARGET RETIREMENT 2045 INV | — | — | — | $1.1M | 8.4% | |
| VANGUARD TOTAL INTL STOCK INDEX ADMIRAL | — | — | — | $1.1M | 8.3% | |
| VANGUARD TARGET RETIREMENT 2060 INV | — | — | — | $945K | 7.3% | |
| VANGUARD TARGET RETIREMENT 2040 INV | — | — | — | $637K | 4.9% | |
| VANGUARD TARGET RETIREMENT 2035 INV | — | — | — | $507K | 3.9% | |
| JPMORGAN LARGE CAP GROWTH R6 | — | — | — | $366K | 2.8% | |
| VANGUARD TOTAL BOND MARKET INDEX ADMIRAL | — | — | — | $313K | 2.4% | |
| VANGUARD WINDSOR II FUND - ADMIRAL | — | — | — | $293K | 2.3% | |
| DODGE & COX INCOME - I | — | — | — | $277K | 2.1% | |
| VANGUARD SMALL CAP INDEX ADM | — | — | — | $190K | 1.5% | |
| VANGUARD MID CAP INDEX FUND - ADMIRAL | — | — | — | $176K | 1.4% | |
| VANGUARD TARGET RETIREMENT 2030 INV | — | — | — | $146K | 1.1% | |
| VANGUARD TARGET RETIREMENT 2065 INV | — | — | — | $141K | 1.1% | |
| MFS MID CAP VALUE R6 | — | — | — | $132K | 1.0% | |
| MFS MID CAP GROWTH R6 | — | — | — | $105K | 0.8% | |
| PIMCO REAL RETURN INSTL | — | — | — | $98K | 0.8% | |
| MORLEY STABLE VALUE CL 25 - I 154 * Notes receivable from participants (4.25%-9.50%) | — | — | — | $80K | 0.6% | |
| VANGUARD LIFESTRATEGY GROWTH INV | — | — | — | $67K | 0.5% | |
| ROYCE SMALL-CAP TOTAL RETURN INSTL | — | — | — | $56K | 0.4% | |
| VANGUARD TARGET RETIREMENT INCOME INV | — | — | — | $25K | 0.2% | |
| VANGUARD LIFESTRATEGY CNSRV GR INV | — | — | — | $21K | 0.2% | |
| VANGUARD LIFESTRATEGY MODERATE GROWTH | — | — | — | $13K | 0.1% | |
| VANGUARD TARGET RETIREMENT 2025 INV | — | — | — | $10K | <0.1% | |
| VANGUARD LIFESTRATEGY INCOME INV | — | — | — | $7K | <0.1% | |
| MORLEY STABLE VALUE CL 25 - I MORLEY STABLE VALUE FUND · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $1K | <0.1% |