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Original filing (PDF)20250909133700NAL0020290081001
HUFF, POWELL & BAILEY, LLC
Form 5500
FILING_RECEIVED
HUFF, POWELL & BAILEY, LLC 401(K) P/S PLAN
Pooled investment trust — a fund that other plans invest in — not a participant plan
Active participants
151
Accounts w/ balance
193
Plan assets (EOY)
$23.1M
Net assets (EOY)
$23.1M
How this plan invests
1 plans
invest in this fund
This trust
pooled vehicle
28 securities
Schedule of Assets
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
Master trust / DFE filing
Pooled investment vehicle
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Pooled assets (EOY)
$23.1M
Net assets (EOY)
$23.1M
Participating plans
1
latest filings citing this trust
Cited interest
$3K
across citing plans' latest filings
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HUFF, POWELL & BAILEY, LLC.
Plan sponsor
Name
HUFF, POWELL & BAILEY, LLC
EIN
90-0085645
Address
999 PEACHTREE ST., N.E. SUITE 950 · ATLANTA, GA · 30309
Phone
(404) 892-4022
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MOORE COLSON & COMPANY, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALERUS | 45-6062081 | — | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | — | ST. PAUL, MN | ADVISOR | $62K | — |
Investments
28 direct securities · 1 pooled fund· $23.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.1M
28 holdings
Common Collective Trust
$3K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| William Blair Large CAP Growth I Mutual Fund | — | — | — | $4.3M | 18.6% | |
| Dodge & Cox Balanced Fund Mutual Fund | — | — | — | $2.4M | 10.5% | |
| Dodge & Cox Balanced Fund Mutual Fund | — | — | — | $2.3M | 9.9% | |
| Vanguard 500 Index Admiral FD 540 Mutual Fund | — | — | — | $1.8M | 8.0% | |
| Causeway International Value Class I Mutual Fund | — | — | — | $1.7M | 7.5% | |
| Vanguard Small CAP Index Admiral Fund #548 Mutual Fund | — | — | — | $1.6M | 7.1% | |
| Vanguard Index Trust Mid-Cap Index Fund Admiral SHS Mutual Fund | — | — | — | $1.3M | 5.7% | |
| Vanguard Small CAP Growth Index Admiral Mutual Fund | — | — | — | $1.0M | 4.5% | |
| JP Morgan Mid Cap Value FD CL L Mutual Fund | — | — | — | $1.0M | 4.4% | |
| Vanguard Emerging Markets Stock Index ADM Mutual Fund | — | — | — | $974K | 4.2% | |
| Baron Partners Instl Mutual Fund | — | — | — | $899K | 3.9% | |
| BNY Mellon Global Fixed Income CLI Mutual Fund | — | — | — | $657K | 2.8% | |
| Macquarie Small CAP Value Fund Class R6 Mutual Fund | — | — | — | $551K | 2.4% | |
| MFS MID CAP Growth FD CL R6 Mutual Fund | — | — | — | $502K | 2.2% | |
| John Hancock International Groiwth R6 Mutual Fund | — | — | — | $395K | 1.7% | |
| Dodge & Cox Balanced Fund #146 Mutual Fund | — | — | — | $322K | 1.4% | |
| Vanguard Target Retirement 2025 Mutual Fund ** 275 Vanguard Target Retirement 2030 Mutual Fund | — | — | — | $248K | 1.1% | |
| Vanguard Target Retirement 2040 Mutual Fund | — | — | — | $217K | 0.9% | |
| Vanguard Developed Markets Index ADM Mutual Fund | — | — | — | $152K | 0.7% | |
| Vanguard Target Retirement 2050 Mutual Fund | — | — | — | $151K | 0.7% | |
| Vanguard Target Retirement 2045 Mutual Fund | — | — | — | $111K | 0.5% | |
| Participant Loans Interest rates 4.25% to 9.50% -0- | — | — | — | $75K | 0.3% | |
| Vanguard Target Retirement 2055 INV Mutual Fund | — | — | — | $73K | 0.3% | |
| Vanguard Target Retirement 2065 Mutual Fund | — | — | — | $65K | 0.3% | |
| Vanguard Target Retirement 2060 INVS Mutual Fund | — | — | — | $56K | 0.2% | |
| Guidestone Funds International EQ INV Mutual Fund | — | — | — | $30K | 0.1% | |
| Vanguard Target Retirement 2035 Mutual Fund | — | — | — | $17K | <0.1% | |
| Federated Hermes Capital Preservation Fund Common Collective Trust Fund | — | — | — | $3K | <0.1% | |
| FEDERAL HERMES CAP PRES FUND ALERUS RETIREMENT SOLUTIONS · EIN 90-0085645 / PN 001 | Common Collective Trust | — | — | $3K | <0.1% |
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