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Original filing (PDF)20251014183329NAL0003576225001
CRITICAL ENERGY INFRASTRUCTURE SERVICES, LLC
Form 5500
FILING_RECEIVED
CRITICAL ENERGY INFRASTRUCTURE SERVICES, LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
29% in single holding~91 bps in Sched C fees
Active participants
247
Accounts w/ balance
210
Plan assets (EOY)
$11.5M
Net assets (EOY)
$11.5M
How this plan invests
This plan
27 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "JP MORGAN LARGE CAP GROWTH Pooled Separate Account" is 29% of plan.
- 91 bps in Schedule C fees — 214% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CRITICAL ENERGY INFRASTRUCTURE SERVICES, LLC.
Plan sponsor
Name
CRITICAL ENERGY INFRASTRUCTURE SERVICES, LLC
EIN
88-3984260
Address
5600 WYOMING BOULEVARD NORTHEAST · SUITE 270 · ALBUQUERQUE, NM · 87109
Phone
(505) 998-9611
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | RECORDKEEPER | $64K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | — | NEW YORK, NY | INVESTMENT ADVISOR | $36K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | — | HOUSTON, TX | THIRD PARTY ADMINISTRATOR | $5K | — |
Investments
18 direct securities · 27 pooled funds· $11.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$4.1M
26 holdings
Uncategorized
$4.0M
18 holdings
Pooled Separate Account
$3.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LARGE CAP GROWTH/JP MORGAN INVST MG EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $3.4M | 29.2% | |
| VANGUARD 500 INDEX ADMIRAL Mutual Funds | — | — | — | $1.6M | 14.1% | |
| GREAT GRAY TRUST AF 2035 I GREAT GRAY · EIN 38-4126263 / PN 567 | Common Collective Trust | — | — | $990K | 8.6% | |
| GREAT GRAY TRUST AF 2055 I GREAT GRAY · EIN 38-4126267 / PN 571 | Common Collective Trust | — | — | $820K | 7.1% | |
| GREAT GRAY TRUST AF 2025 I GREAT GRAY · EIN 38-4126261 / PN 565 | Common Collective Trust | — | — | $726K | 6.3% | |
| GREAT GRAY TRUST AF 2045 I GREAT GRAY · EIN 38-4126265 / PN 569 | Common Collective Trust | — | — | $656K | 5.7% | |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY General Account | — | — | — | $462K | 4.0% | |
| VANGUARD TOTAL INTL STOCK INDEX ADMIRAL Mutual Funds | — | — | — | $421K | 3.7% | |
| GREAT GRAY TRUST AF 2020 I GREAT GRAY · EIN 38-4126260 / PN 564 | Common Collective Trust | — | — | $355K | 3.1% | |
| GREAT GRAY TRUST AMERICAN FUND 2030 GREAT GRAY · EIN 38-4126262 / PN 566 | Common Collective Trust | — | — | $328K | 2.9% | |
| VANGUARD TOTAL BOND MARKET INDEX ADMIRAL Mutual Funds | — | — | — | $292K | 2.5% | |
| JPMORGAN MID CAP GROWTH R6 Mutual Funds | — | — | — | $272K | 2.4% | |
| VANGUARD SMALL CAP INDEX ADM Mutual Funds | — | — | — | $226K | 2.0% | |
| VANGUARD MID CAP INDEX FUND - ADMIRAL Mutual Funds | — | — | — | $210K | 1.8% | |
| DFA REAL ESTATE SECURITIES I Mutual Funds | — | — | — | $122K | 1.1% | |
| PIMCO INCOME INSTL Mutual Funds | — | — | — | $109K | 0.9% | |
| GREAT GRAY TRUST AF 2040 I GREAT GRAY · EIN 38-4126264 / PN 568 | Common Collective Trust | — | — | $109K | 0.9% | |
| AMERICAN FUNDS WASHINGTON MUTUAL R6 Mutual Funds | — | — | — | $88K | 0.8% | |
| GREAT GRAY TRUST AF 2050 I GREAT GRAY · EIN 38-4126266 / PN 570 | Common Collective Trust | — | — | $83K | 0.7% | |
| FIDELITY SMALL CAP GROWTH K6 Mutual Funds | — | — | — | $72K | 0.6% | |
| maturing through June 2028 - | — | — | — | $45K | 0.4% | |
| GREAT GRAY TRUST AF 2010 I GREAT GRAY · EIN 38-4126290 / PN 593 | Common Collective Trust | — | — | $41K | 0.4% | |
| T. ROWE PRICE OVERSEAS STOCK I Mutual Funds | — | — | — | $24K | 0.2% | |
| GREAT GRAY TRUST AMERICAN FUND 2060 GREAT GRAY · EIN 38-4126268 / PN 572 | Common Collective Trust | — | — | $23K | 0.2% | |
| FIDELITY ADVISOR INVESTMENT GR BD Z Mutual Funds | — | — | — | $13K | 0.1% | |
| UNDISCOVERED MGRS BEHAVIORAL VALUE R6 Mutual Funds | — | — | — | $11K | <0.1% | |
| GREAT GRAY TRUST AF 2015 I GREAT GRAY · EIN 38-4126259 / PN 563 | Common Collective Trust | — | — | $8K | <0.1% | |
| AMERICAN FUNDS NEW WORLD R6 Mutual Funds | — | — | — | $6K | <0.1% | |
| LORD ABBETT SHORT DURATION INCOME R6 Mutual Funds | — | — | — | $5K | <0.1% | |
| GREAT GRAY TRUST AF 2065 I GREAT GRAY · EIN 38-7275308 / PN 777 | Common Collective Trust | — | — | $3K | <0.1% | |
| MFS MID CAP VALUE R6 Mutual Funds | — | — | — | $2K | <0.1% | |
| INDEXSELECT MODERATE 2055 FUND CL I GREAT GRAY · EIN 81-4484368 / PN 309 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT MODERATE 2035 FUND CL I GREAT GRAY · EIN 81-4457845 / PN 307 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT CONSERVATIVE 2055 FUND GREAT GRAY · EIN 81-4543855 / PN 314 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT AGGRESSIVE 2035 FUND GREAT GRAY · EIN 81-4393238 / PN 302 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT MODERATE 2025 FUND CL I GREAT GRAY · EIN 81-4447624 / PN 306 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT AGGRESSIVE 2025 FUND CL GREAT GRAY · EIN 81-4386547 / PN 301 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT CONSERVATIVE 2035 FUND GREAT GRAY · EIN 81-4515825 / PN 312 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT AGGRESSIVE 2045 FUND CL GREAT GRAY · EIN 81-4403657 / PN 303 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT AGGRESSIVE RETIRE FUND GREAT GRAY · EIN 81-4374798 / PN 300 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT MODERATE RETIRE FUND CL GREAT GRAY · EIN 81-4430771 / PN 305 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT CONSERVATIVE 2025 FUND GREAT GRAY · EIN 81-4509619 / PN 311 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT MODERATE 2045 FUND CL I GREAT GRAY · EIN 81-4470950 / PN 308 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT CONSERVATIVE 2045 FUND GREAT GRAY · EIN 81-4532033 / PN 313 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT AGGRESSIVE 2055 FUND GREAT GRAY · EIN 81-4418048 / PN 304 | Common Collective Trust | — | — | $0 | <0.1% |
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