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Original filing (PDF)20251013104046NAL0001125617001
KAUFMAN TRAILERS, LLC
Form 5500
FILING_RECEIVED
KAUFMAN TRAILERS 401(K) PLAN
401(k) retirement plan
Signals · 2
~75 bps in Sched C feesNo recordkeeper disclosed
Active participants
758
Accounts w/ balance
842
Plan assets (EOY)
$9.0M
Net assets (EOY)
$9.0M
How this plan invests
This plan
49 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 75 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KAUFMAN TRAILERS, LLC.
Plan sponsor
Name
KAUFMAN TRAILERS, LLC
EIN
88-2743153
Address
1156 N. MAIN STREET · DENTON, NC · 27239
Phone
(336) 790-6420
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
MELISSA G. CRITCHER, CPA, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-4156830 | COLUMBUS, OH | CUSTODIAN | $843 | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INV SRV LLC | — | MILWAUKEE, WI | BROKER DEALER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRINITY PENSION GROUP | 20-0235252 | JAMESTOWN, NC | TPA | $60K | — |
Insurance
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | — | COLUMBUS, OH | INSURANCE CO. | $2K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IRON FIDUCIARY | 99-9552241 | — | CO-FIDUCIARY | $5K | — |
Investments
49 direct securities· $9.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party-in-interest lessor or similar party rate of interest, collateral, par or maturity value TIAACREF Lifecycle Inc 2035 Inst Mutual Fund | — | — | — | $1.5M | 17.1% | |
| TIAACREF Lifecycle Inc 2040 Inst Mutual Fund | — | — | — | $1.3M | 14.8% | |
| TIAACREF Lifecycle Inc 2045 Inst Mutual Fund | — | — | — | $1.0M | 11.3% | |
| TIAACREF Lifecycle Inc 2050 Inst Mutual Fund | — | — | — | $770K | 8.6% | |
| TIAACREF Lifecycle Inc 2055 Inst Mutual Fund | — | — | — | $679K | 7.5% | |
| TIAACREF Lifecycle Inc 2030 Inst Mutual Fund | — | — | — | $589K | 6.5% | |
| TIAACREF Lifecycle Inc 2065 Inst Mutual Fund | — | — | — | $535K | 5.9% | |
| TIAACREF Lifecycle Inc 2060 Inst Mutual Fund | — | — | — | $523K | 5.8% | |
| Nationwide Fixed Select Option Guaranteed Investment Contract | — | — | — | $488K | 5.4% | |
| TIAACREF Lifecycle Inc 2025 Inst Mutual Fund | — | — | — | $271K | 3.0% | |
| Putnm LgCao Gr Y Mutual Fund | — | — | — | $270K | 3.0% | |
| NW Geneve Sm Cap Gr Inst Mutual Fund | — | — | — | $130K | 1.4% | |
| TIAACREF Lifecycle Inc 2020 Inst Mutual Fund | — | — | — | $98K | 1.1% | |
| Fidelity Select Semiconductors Portfolio Mutual Fund | — | — | — | $80K | 0.9% | |
| Vnguard Windsor Admiral Mutual Fund | — | — | — | $72K | 0.8% | |
| DFA Intl Large Cap Growth Mutual Fund | — | — | — | $70K | 0.8% | |
| Vanguard Total StMkt Indx Fd AS Mutual Fund | — | — | — | $60K | 0.7% | |
| Fidelity 500 Index Mutual Fund | — | — | — | $56K | 0.6% | |
| Vic Sys Estblshd Val I Mutual Fund | — | — | — | $45K | 0.5% | |
| LeddM Clr Brdg Lg Cap Gr I Mutual Fund | — | — | — | $45K | 0.5% | |
| Vanguard Wisly Inc Mutual Fund | — | — | — | $42K | 0.5% | |
| Fed Hrms Inst Hi Yield Bond Inst Mutual Fund | — | — | — | $33K | 0.4% | |
| Prncpl Mdcap R6 Mutual Fund | — | — | — | $31K | 0.3% | |
| TIAACREF Lifecycle Inc 2010 Inst Mutual Fund | — | — | — | $27K | 0.3% | |
| Cohen Strs Real Eat Sec Inst Mutual Fund | — | — | — | $24K | 0.3% | |
| TIAA CREF Lf Cyc Und Rt Inc Mutual Fund | — | — | — | $18K | 0.2% | |
| F&T Beh Smcap Eq R6 Mutual Fund | — | — | — | $16K | 0.2% | |
| Vic Nasdaq 100 Index R6 Mutual Fund | — | — | — | $16K | 0.2% | |
| American Funds New World R6 Mutual Fund | — | — | — | $16K | 0.2% | |
| Party-in-interest lessor or similar party rate of interest, collateral, par or maturity value State Street Balanced Index Fund Mutual Fund | — | — | — | $11K | 0.1% | |
| Artisan Int Val Mutual Fund | — | — | — | $10K | 0.1% | |
| Virtus Kar Small Cap Cor R6 Mutual Fund | — | — | — | $9K | 0.1% | |
| Vanguard Total Intl Stk Index Adml Mutual Fund | — | — | — | $8K | <0.1% | |
| Baird Cor Pls Bd Inst Mutual Fund | — | — | — | $6K | <0.1% | |
| Frstegle Gold R6 Mutual Fund | — | — | — | $6K | <0.1% | |
| Blackrock 80/20 Target Alloc Inst Mutual Fund | — | — | — | $6K | <0.1% | |
| BrwnAdv Sustnbl Gr Inst Mutual Fund | — | — | — | $6K | <0.1% | |
| Vanguard Info Tech Indx Adml Mutual Fund | — | — | — | $5K | <0.1% | |
| Jnshndrsn Glbl Listdinfr Inst Mutual Fund | — | — | — | $5K | <0.1% | |
| Lazard Global Listd Infr Inst Mutual Fund | — | — | — | $5K | <0.1% | |
| Dfed Hrms Gov Obligations Prmr Mutual Fund | — | — | — | $4K | <0.1% | |
| Virtus KAR Md Cap Cor R6 Mutual Fund | — | — | — | $3K | <0.1% | |
| Baron Realest Inst Mutual Fund | — | — | — | $3K | <0.1% | |
| Alger Cap App 12 Mutual Fund | — | — | — | $3K | <0.1% | |
| TIAACREF Lifecycle Inc 2015 Inst Mutual Fund | — | — | — | $2K | <0.1% | |
| JP Morgan Midcap Growth Mutual Fund | — | — | — | $2K | <0.1% | |
| Vanguard Total Intl Bond Index Adm Mutual Fund | — | — | — | $2K | <0.1% | |
| Fidelity US Bond Index Mutual Fund | — | — | — | $2K | <0.1% | |
| Fidelity Advisor Utility I Mutual Fund | — | — | — | $2K | <0.1% |