Original filing (PDF)20240827125027NAL0010633265001

CAES SYSTEMS LLC

Name: CAES SYSTEMS LLC — CAES 401(K) PLAN, Form 5500 (2023)
Creator: CAES SYSTEMS LLC

Form 5500

FILING_RECEIVED

CAES 401(K) PLAN

401(k) retirement plan

Active participants

3,458

Accounts w/ balance

4,282

Plan assets (EOY)

$764.9M

Net assets (EOY)

$764.9M

How this plan invests

This plan

5 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

100

Helping the score

Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
No Schedule C compensation disclosed — likely a small plan or unbundled.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAES SYSTEMS LLC.

Plan sponsor

Name

CAES SYSTEMS LLC

EIN

88-2464197

Address

5300 HELLYER AVENUE · SAN JOSE, CA · 95138

Phone

(833) 222-3747

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-08-27

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3F · Sponsor used leased employees

3H · Sponsor in controlled / affiliated group

2U · Association Retirement Plan

Audit & trust (Schedule H)

Auditor

TRONCONI, SEGARRA & ASSOCIATES, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

5 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	-$365K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
PRECEPT ADVISORY GROUP LLC	56-1623293	—	INVESTMENT ADVISOR	$150K	—
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$149K	—
H.R. ADVISORS INC	03-0473395	—	CONSULTANT	$28K	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
TRONCONI SEGARRA & ASSOCIATES	04-3728817	—	ACCOUNTANT/AUDITOR	$38K	—

Investments

5 pooled funds· $383.7M(50% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Investment	Type	Current value	% of plan
AC IN RETIRE TR X GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001	Common Collective Trust	$157.1M	20.5%
FID GROWTH CO POOL A AMERIPRISE TRUST COMPANY · EIN 30-6406015 / PN 001	Common Collective Trust	$130.7M	17.1%
PIMCO STABLE INC 5 SEI TRUST COMPANY · EIN 45-4367155 / PN 036	Common Collective Trust	$63.1M	8.3%
CT BALANCED TRUST 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 41-0007957 / PN 110	Common Collective Trust	$31.4M	4.1%
MIP II CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 025	Common Collective Trust	$1.3M	0.2%