How big is Capital Markets USA LLC's plan?

Capital Markets USA LLC's plan reported $67K in assets and 3 participants for 2023.

Original filing (PDF)20240725151619NAL0014348353001

Capital Markets USA LLC

Name: Capital Markets USA LLC — CM3 401(k) Plan, Form 5500 (2023)
Creator: Capital Markets USA LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

CM3 401(k) Plan

401(k) retirement plan · Capital Markets USA LLC's CM3 401(k) Plan held $67K in plan assets for 3 participants in 2023.

Active participants

Accounts w/ balance

Plan assets (EOY)

$67K

Net assets (EOY)

$67K

Plan identifiers

Capital Markets USA LLC's EIN is 88-1404893.

EIN 88-1404893

Plan number 001

Plan year 2023

ACK ID 20240725151619NAL0014348353001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Capital Markets USA LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Capital Markets USA LLC's plan includes profit-sharing, a 401(k) feature, a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CAPITAL MARKETS USA LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score