How big is Capitala Securities' plan?

Capitala Securities' plan reported $20K in assets and 1 participants for 2024.

Original filing (PDF)20250519105542NAL0000712131001

Capitala Securities

Name: Capitala Securities — Capitala Securities 401(k), Form 5500 (2024)
Creator: Capitala Securities
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Capitala Securities 401(k) Profit Sharing Plan & Trust

401(k) retirement plan · Capitala Securities' Capitala Securities 401(k) Profit Sharing Plan & Trust held $20K in plan assets for 1 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$20K

Net assets (EOY)

$20K

People on this filing

Edward Rojas signed Capitala Securities' 2024 Form 5500 as plan administrator.

Edward Rojas — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Capitala Securities' EIN is 88-1106652.

EIN 88-1106652

Plan number 001

Plan year 2024

ACK ID 20250519105542NAL0000712131001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Capitala Securities from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Capitala Securities' plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CAPITALA SECURITIES.

Finding similar companies…

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score