Original filing (PDF)20251015122757NAL0002288435001

TICG HOLDINGS, LLC

Name: TICG HOLDINGS, LLC — THE FAY GROUP 401K PLAN, Form 5500 (2024)
Creator: TICG HOLDINGS, LLC

Form 5500

FILING_RECEIVED

THE FAY GROUP 401K PLAN

401(k) retirement plan

Signals · 1

No recordkeeper disclosed

Active participants

789

Accounts w/ balance

809

Plan assets (EOY)

$27.8M

Net assets (EOY)

$27.8M

How this plan invests

This plan

25 pooled trusts

Schedule D

36 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

Participation health

100

Knocking points off

43 bps in Schedule C fees — modestly above peer band of 29 bps.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TICG HOLDINGS, LLC.

Plan sponsor

Name

TICG HOLDINGS, LLC

EIN

88-0786992

Address

425 SOUTH FINANCIAL PLACE · SUITE 2000 · CHICAGO, IL · 606051000

Phone

(312) 291-3607

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

PORTE BROWN, LLC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

4 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
CREATIVE PLANNING, LLC	43-1270780	—	INVESTMENT ADVISORY	$26K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
PRINCIPAL LIFE INSURANCE COMPANY	42-0127290	—	CONTRACT ADMINISTRATOR	$74K	—
ADP, INC.	13-3036745	—	CONTRACT ADMINSTRATOR	$19K	—

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
CREATIVE PLANNING, LLC	84-4519624	—	INV ADV, PARTICIPANTS	$0	—

Investments

27 direct securities · 25 pooled funds· $29.2M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$25.1M

27 holdings

Common Collective Trust

$3.7M

22 holdings

Pooled Separate Account

$338K

3 holdings

Investment	Type	Shares / units	Cost	Current value	% of plan
Vanguard Target Retirement Income 2045	—	—	—	$3.1M	11.0%
Fidelity Us Bond Index	—	—	—	$3.0M	10.8%
Vanguard Target Retirement Income 2035	—	—	—	$2.5M	9.0%
Vanguard Target Retirement Income 2030	—	—	—	$1.6M	5.9%
Vanguard Target Retirement Income 2055	—	—	—	$1.6M	5.8%
Vanguard Target Retirement Income 2050	—	—	—	$1.6M	5.7%
Vanguard Target Retirement Income 2040	—	—	—	$1.6M	5.6%
Vanguard Target Retirement Income 2025	—	—	—	$1.2M	4.5%
MFS International Diversification Fund	—	—	—	$1.2M	4.4%
Common Collective Trusts AB Trust AB US Large Cap Growth CIT W Series Class L	—	—	—	$1.1M	4.0%
AB US LG CP GTH CIT W SRS CL L GREAT GRAY TRUST COMPANY · EIN 38-4116831 / PN 509	Common Collective Trust	—	—	$1.1M	4.0%
PUTNAM LARGE CP VALUE TRUST IA PUTNAM FIDUCIARY TRUST COMPANY · EIN 82-3639536 / PN 275	Common Collective Trust	—	—	$959K	3.4%
BLACKROCK MID CAP GR EQ CL L1 GREAT GRAY TRUST COMPANY · EIN 38-4139851 / PN 629	Common Collective Trust	—	—	$863K	3.1%
Fidelity Mid Cap Index Fund	—	—	—	$792K	2.8%
Vanguard Target Retirement Income 2060	—	—	—	$596K	2.1%
PIMCO Income Institutional Fund	—	—	—	$583K	2.1%
Fidelity Small Cap Index Fund	—	—	—	$560K	2.0%
Principal Fixed Income Guaranteed Option	—	—	—	$552K	2.0%
FRANKLN SMALL CAP VALUE GG R GREAT GRAY TRUST COMPANY · EIN 38-4126289 / PN 594	Common Collective Trust	—	—	$538K	1.9%
Vanguard Target Retirement Income Fund	—	—	—	$532K	1.9%
Participant loans Interest rates from 5.25% to 10.50% -	—	—	—	$522K	1.9%
Victory Capital Victory Sycamore Established Value Fund	—	—	—	$504K	1.8%
Janus Investment Fund	—	—	—	$468K	1.7%
Fidelity US Bond Index	—	—	—	$398K	1.4%
Vanguard Target Retirement Income 2020	—	—	—	$393K	1.4%
Voya Intermediate Bond R6 Fund	—	—	—	$272K	1.0%
Principal LargeCap S&P 500 Index Separate Account-NE	—	—	—	$248K	0.9%
PRIN LGCP S&P 500 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016	Pooled Separate Account	—	—	$248K	0.9%
STATE ST WD DV EX US IDX II FD STATE STREET BANK AND TRUST COMPANY · EIN 04-0025081 / PN 034	Common Collective Trust	—	—	$83K	0.3%
STATE STREET US BD ID SL XIV STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 477	Common Collective Trust	—	—	$75K	0.3%
(E)	—	—	—	$54K	0.2%
Fidelity Total International Index Fund	—	—	—	$54K	0.2%
STABLE VALUE FIXED INCOME CIT ALTA TRUST COMPANY · EIN 88-2465398 / PN 001	Common Collective Trust	—	—	$51K	0.2%
PRIN MIDCAP S&P 400 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023	Pooled Separate Account	—	—	$46K	0.2%
STATE STREET EM IDX SL II FD STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 035	Common Collective Trust	—	—	$45K	0.2%
PRIN SMCAP S&P 600 INDEX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028	Pooled Separate Account	—	—	$43K	0.2%
Vanguard Target Retirement Income 2065	—	—	—	$26K	<0.1%
Vanguard Target Retirement Income 2070	—	—	—	$12K	<0.1%
STATE ST RUSS SC IDX VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 340	Common Collective Trust	—	—	$0	<0.1%
INVESCO STABLE ASSET INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001	Common Collective Trust	—	—	$0	<0.1%
STATE ST S&P 500 IDX IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 344	Common Collective Trust	—	—	$0	<0.1%
STATE ST S&P MID CP IDX NL J STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 347	Common Collective Trust	—	—	$0	<0.1%
STATE ST TARG RET 2020 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 350	Common Collective Trust	—	—	$0	<0.1%
STATE ST TARG RET 2025 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 351	Common Collective Trust	—	—	$0	<0.1%
STATE ST TARG RET 2030 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 352	Common Collective Trust	—	—	$0	<0.1%
STATE ST TARG RET 2035 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 353	Common Collective Trust	—	—	$0	<0.1%
STATE ST TARG RET 2040 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 354	Common Collective Trust	—	—	$0	<0.1%
STATE ST TARG RET 2045 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 355	Common Collective Trust	—	—	$0	<0.1%
STATE ST TARG RET 2050 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 356	Common Collective Trust	—	—	$0	<0.1%
STATE ST TARG RET 2055 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 357	Common Collective Trust	—	—	$0	<0.1%
STATE ST TARG RET SL IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 358	Common Collective Trust	—	—	$0	<0.1%
STATE ST TARG RET 2060 IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 453	Common Collective Trust	—	—	$0	<0.1%