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Original filing (PDF)20251118155749NAL0002722801001
CAERUS US 1 INC.
Form 5500
FILING_RECEIVED
NORSTELLA 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
Late filing · 0.1 mo
Active participants
1,635
Accounts w/ balance
1,644
Plan assets (EOY)
$96.6M
Net assets (EOY)
$96.6M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 0.1 months past the 10.5-month grace window.
- 32 bps in Schedule C fees — 100% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAERUS US 1 INC..
Plan sponsor
Name
CAERUS US 1 INC.
EIN
88-0547633
Address
605 3RD AVENUE · NEW YORK, NY · 10158
Phone
(800) 634-7226
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
TORRILLO & ASSOCIATES, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $33K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | — | NASHVILLE, TN | INVESTMENT ADVISOR | $205K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT INSURANCE SERVICES INC. | — | NEW YORK, NY | CONTRACT ADMIN | $62K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $9K | — |
Investments
34 direct securities· $95.8M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | — | $16.3M | 16.9% | |
| American Funds 2045 Target Date Retirement Fund | — | — | — | $9.5M | 9.8% | |
| American Funds 2040 Target Date Retirement Fund | — | — | — | $8.3M | 8.6% | |
| American Funds 2055 Target Date Retirement Fund | — | — | — | $8.1M | 8.4% | |
| American Funds 2050 Target Date Retirement Fund | — | — | — | $6.9M | 7.2% | |
| American Funds 2060 Target Date Retirement Fund | — | — | — | $6.8M | 7.1% | |
| American Funds 2035 Target Date Retirement Fund | — | — | — | $6.6M | 6.8% | |
| Franklin Dynatech Fund | — | — | — | $3.7M | 3.8% | |
| American Funds 2030 Target Date Retirement Fund | — | — | — | $3.4M | 3.6% | |
| Vanguard Growth Index Fund | — | — | — | $2.8M | 2.9% | |
| MFS International Diversification Fund | — | — | — | $2.6M | 2.7% | |
| American Funds 2025 Target Date Retirement Fund | — | — | — | $2.5M | 2.6% | |
| Fidelity Mid Cap Index Fund | — | — | — | $2.4M | 2.5% | |
| Fidelity Small Cap Index Fund | — | — | — | $2.3M | 2.4% | |
| American Funds New Perspective Fund | — | — | — | $1.9M | 2.0% | |
| American Funds 2065 Target Date Retirement Fund | — | — | — | $1.9M | 1.9% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $1.6M | 1.7% | |
| Vanguard Value Index Fund | — | — | — | $1.2M | 1.3% | |
| Columbia Dividend Income Fund | — | — | — | $977K | 1.0% | |
| BlackRock Mid-Cap Growth Equity Portfolio | — | — | — | $737K | 0.8% | |
| ClearBridge Small Cap Growth | — | — | — | $705K | 0.7% | |
| Empower Annuity and Insurance * Company of America Fixed Account – Series Class I | — | — | — | $627K | 0.6% | |
| Macquarie Emerging Markets | — | — | — | $543K | 0.6% | |
| AllianceBernstein Discovery Value | — | — | — | $414K | 0.4% | |
| Cohen & Steers Real Estate Securities Fund, Inc. | — | — | — | $406K | 0.4% | |
| PGIM High Yield Fund | — | — | — | $406K | 0.4% | |
| American Funds 2020 Target Date Retirement Fund | — | — | — | $388K | 0.4% | |
| John Hancock Funds Disciplined Value Mid Cap Fund | — | — | — | $327K | 0.3% | |
| American Century Inflation-Adjusted Bond Fund | — | — | — | $277K | 0.3% | |
| Western Asset Core Bond Fund | — | — | — | $259K | 0.3% | |
| Fidelity Advisor Total Bond Fund | — | — | — | $238K | 0.2% | |
| American Funds U.S. Government Securities Fund | — | — | — | $211K | 0.2% | |
| American Funds 2015 Target Date Retirement Fund | — | — | — | $148K | 0.2% | |
| American Funds 2010 Target Date Retirement Fund | — | — | — | $40K | <0.1% |
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