Back to filter
Original filing (PDF)20251001152826NAL0013410545001
SMART TECHNOLOGIES CORP.
Form 5500
FILING_RECEIVED
SMART TECHNOLOGIES 401(K) PLAN
401(k) retirement plan
Signals · 1
27% in single holding
Active participants
90
Accounts w/ balance
97
Plan assets (EOY)
$11.2M
Net assets (EOY)
$11.2M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity Investments Fidelity 500 Index Fund" is 27% of plan.
- 66 bps in Schedule C fees — 128% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMART TECHNOLOGIES CORP..
Plan sponsor
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
JGD & ASSOCIATES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $63K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH INC | — | FAIRFIELD, IA | BROKER/ADVISER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $11K | — |
Investments
27 direct securities· $11.2M(100% of reported assets)
Uncategorized
$9.9M
25 holdings
Guaranteed Income / GIC
$944K
1 holding
Mutual Funds
$315K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $3.0M | 27.0% | |
| * Empower Annuity Insurance Key Guaranteed Portfolio Fund | Guaranteed Income / GIC | — | — | $944K | 8.5% | |
| Fidelity Investments Fidelity US Bond Index Fund | — | — | — | $912K | 8.2% | |
| Fidelity Investments Fidelity Advisor Equity Growth Fund | — | — | — | $732K | 6.6% | |
| American Funds American Funds 2050 Target Date Retirement Fund | — | — | — | $640K | 5.7% | |
| Fidelity Investments Fidelity Small Cap Index Fund | — | — | — | $506K | 4.5% | |
| Fidelity Investments Fidelity International Index Fund | — | — | — | $500K | 4.5% | |
| American Funds American Funds New Perspective Fund | — | — | — | $420K | 3.8% | |
| American Funds American Funds 2035 Target Date Retirement Fund | — | — | — | $378K | 3.4% | |
| PGIM Total Return Bond Fund | — | — | — | $324K | 2.9% | |
| s (continued) Fidelity Investments Fidelity Mid Cap Index Fund | Mutual Funds | — | — | $315K | 2.8% | |
| American Funds American Funds 2055 Target Date Retirement Fund | — | — | — | $314K | 2.8% | |
| American Funds American Funds 2030 Target Date Retirement Fund | — | — | — | $290K | 2.6% | |
| American Century American Century Small Cap Growth Fund | — | — | — | $254K | 2.3% | |
| American Funds American Funds 2045 Target Date Retirement Fund | — | — | — | $234K | 2.1% | |
| JPMorgan Mid Cap Growth Fund | — | — | — | $220K | 2.0% | |
| American Funds American Funds 2040 Target Date Retirement Fund | — | — | — | $220K | 2.0% | |
| American Funds American Funds 2060 Target Date Retirement Fund | — | — | — | $213K | 1.9% | |
| Lord Abbett Lord Abbett High Yield Fund | — | — | — | $167K | 1.5% | |
| Company of America Mutual funds Allspring Special Mid Cap Value Fund | — | — | — | $143K | 1.3% | |
| Victory RS International Fund | — | — | — | $118K | 1.1% | |
| MFS Value Fund | — | — | — | $89K | 0.8% | |
| Cohen & Steers Cohen & Steers Real Estate Securities Fund | — | — | — | $86K | 0.8% | |
| American Funds American Funds 2010 Target Date Retirement Fund | — | — | — | $73K | 0.7% | |
| Invesco Small Cap Value Fund | — | — | — | $23K | 0.2% | |
| American Funds American Funds 2025 Target Date Retirement Fund | — | — | — | $19K | 0.2% | |
| American Funds American Funds 2020 Target Date Retirement Fund | — | — | — | $13K | 0.1% |