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Original filing (PDF)20251014055919NAL0002270081001
FINDLAY MANAGEMENT GROUP
Form 5500
FILING_RECEIVED
FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
2,516
Accounts w/ balance
2,424
Plan assets (EOY)
$77.4M
Net assets (EOY)
$77.4M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 48 bps in Schedule C fees — 198% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FINDLAY MANAGEMENT GROUP.
Plan sponsor
Name
FINDLAY MANAGEMENT GROUP
EIN
88-0267953
Address
310 NORTH GIBSON ROAD · HENDERSON, NV · 89014
Phone
(702) 558-8816
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $206K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROYAL ALLIANCE ASSOCIATES, INC. | 93-0987232 | — | INVESTMENT/FINANCIAL ADVI | $163K | — |
Investments
36 direct securities · 1 pooled fund· $77.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$72.3M
36 holdings
Common Collective Trust
$4.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 IND | Registered Investment Companies | — | — | $7.2M | 9.3% | |
| FRANKLIN DYNATECH FUND R6 | Registered Investment Companies | — | — | $6.7M | 8.6% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $5.6M | 7.3% | |
| VANG EQUITY INC ADM | Registered Investment Companies | — | — | $4.8M | 6.2% | |
| METLIFE REL ST VAL 25053 - 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $4.7M | 6.1% | |
| NUVEEN LC INDEX 2060 R6 | Registered Investment Companies | — | — | $4.4M | 5.7% | |
| NUVEEN LC INDEX 2035 R6 | Registered Investment Companies | — | — | $3.7M | 4.8% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $3.7M | 4.7% | |
| NUVEEN LC INDEX 2045 R6 | Registered Investment Companies | — | — | $3.1M | 4.0% | |
| NUVEEN LC INDEX 2040 R6 | Registered Investment Companies | — | — | $3.0M | 3.9% | |
| NUVEEN LC INDEX 2050 R6 | Registered Investment Companies | — | — | $3.0M | 3.8% | |
| PGIM HIGH YIELD FUND R6 | Registered Investment Companies | — | — | $2.2M | 2.9% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $2.2M | 2.8% | |
| NUVEEN LC INDEX 2055 R6 | Registered Investment Companies | — | — | $2.2M | 2.8% | |
| VANGUARD INTL GRTH ADM | Registered Investment Companies | — | — | $2.1M | 2.7% | |
| NUVEEN LC INDEX 2030 R6 | Registered Investment Companies | — | — | $2.0M | 2.6% | |
| NUVEEN LC INDEX 2025 R6 | Registered Investment Companies | — | — | $1.7M | 2.1% | |
| VOYA INTERMEDIATE BOND R6 | Registered Investment Companies | — | — | $1.7M | 2.1% | |
| VANGUARD HEALTH CARE INDEX ADM | Registered Investment Companies | — | — | $1.5M | 2.0% | |
| INVESCO GOLD & SPEC MINR6 | Registered Investment Companies | — | — | $1.1M | 1.4% | |
| NUV LIFECYCLE IDX RET INC R6 | Registered Investment Companies | — | — | $991K | 1.3% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $964K | 1.2% | |
| DFA REAL ESTATE SEC PORT INST | Registered Investment Companies | — | — | $922K | 1.2% | |
| MFS MID CAP GROWTH R6 | Registered Investment Companies | — | — | $845K | 1.1% | |
| AMERICAN FUNDS CAP INC BLDR R6 | Registered Investment Companies | — | — | $809K | 1.0% | |
| NUVEEN LC INDEX 2020 R6 | Registered Investment Companies | — | — | $806K | 1.0% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $729K | 0.9% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $670K | 0.9% | |
| VANGUARD UTIL IDX ADM | Registered Investment Companies | — | — | $604K | 0.8% | |
| DFA INT GOVT FIXED INC INST | Registered Investment Companies | — | — | $590K | 0.8% | |
| VANGUARD TOTAL INTL BD IDX ADM | Registered Investment Companies | — | — | $524K | 0.7% | |
| VANGUARD LIFESTRATEGY MOD GROW | Registered Investment Companies | — | — | $463K | 0.6% | |
| VANGUARD LIFESTRATEGY GROWTH | Registered Investment Companies | — | — | $436K | 0.6% | |
| DFA INFLATION PROT SEC INST | Registered Investment Companies | — | — | $392K | 0.5% | |
| VAN CASH RES FED MON MKT ADMRL | Registered Investment Companies | — | — | $365K | 0.5% | |
| VANGUARD MATERIALS INDEX ADM | Registered Investment Companies | — | — | $327K | 0.4% | |
| VAN LIFESTRAT CONSERV GR - INV | Registered Investment Companies | — | — | $210K | 0.3% |