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Original filing (PDF)20251013125525NAL0002003936001
LWI, INC.
Form 5500
FILING_RECEIVED
LWI, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
~79 bps in Sched C fees
Active participants
269
Accounts w/ balance
163
Plan assets (EOY)
$5.3M
Net assets (EOY)
$5.3M
How this plan invests
This plan
16 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 79 bps in Schedule C fees — 51% above peer band of 52 bps.
- 61% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LWI, INC..
Plan sponsor
Name
LWI, INC.
EIN
87-4134663
Address
17731 MITCHELL NORTH · #100 · IRVINE, CA · 92614
Phone
(714) 415-4651
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SENSIBA LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $17K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE BALDWIN GROUP WEALTH ADVISORS | 47-5476782 | — | ADVISOR | $25K | — |
Investments
13 direct securities · 16 pooled funds· $5.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$4.1M
16 holdings
Uncategorized
$1.4M
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GG TRP RD 2030 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289834 / PN 999 | Common Collective Trust | — | — | $788K | 14.8% | |
| GG TRP RD 2035 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289835 / PN 999 | Common Collective Trust | — | — | $593K | 11.2% | |
| GG TRP RD 2040 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289836 / PN 999 | Common Collective Trust | — | — | $567K | 10.7% | |
| GG TRP RD 2045 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289837 / PN 999 | Common Collective Trust | — | — | $420K | 7.9% | |
| Party- Identity of Issue, Including Maturity Date, Rate In- Borrower, Lessor, of Interest, Collateral, Par Current Interest or Similar Party or Maturity Value Mutual funds * Fidelity 500 Index Fund Mutual Fund | — | — | — | $364K | 6.9% | |
| LARGE CAP GRTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $308K | 5.8% | |
| Allspring Special Small Cap Value Fund Class R6 Mutual Fund | — | — | — | $265K | 5.0% | |
| GG TRP RD 2050 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289838 / PN 999 | Common Collective Trust | — | — | $256K | 4.8% | |
| GG TRP RD 2055 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289839 / PN 999 | Common Collective Trust | — | — | $241K | 4.5% | |
| GG TRP RD 2020 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289832 / PN 999 | Common Collective Trust | — | — | $189K | 3.6% | |
| Dodge & Cox Income Fund Class I Mutual Fund | — | — | — | $176K | 3.3% | |
| GG TRP RD 2015 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289831 / PN 999 | Common Collective Trust | — | — | $176K | 3.3% | |
| Putnam Large Cap Value R1 Collective Trust Fund | — | — | — | $175K | 3.3% | |
| PUTN LARGE CP VAL R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $175K | 3.3% | |
| Money market fund Vanguard Federal Money Market Fund Investor Shares Money Market Fund | — | — | — | $155K | 2.9% | |
| GG TRP RD 2025 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289833 / PN 999 | Common Collective Trust | — | — | $113K | 2.1% | |
| MFS Mid Cap Growth Fund Class R6 Mutual Fund | — | — | — | $88K | 1.7% | |
| GG TRP RD 2060 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289840 / PN 999 | Common Collective Trust | — | — | $83K | 1.6% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $70K | 1.3% | |
| INTL GROWTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $63K | 1.2% | |
| American Funds New World Fund Class R6 Mutual Fund | — | — | — | $53K | 1.0% | |
| GG TRP RD 2065 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289841 / PN 999 | Common Collective Trust | — | — | $52K | 1.0% | |
| GG TRP RD 2010 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289830 / PN 999 | Common Collective Trust | — | — | $33K | 0.6% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $11K | 0.2% | |
| Invesco Small Cap Growth Fund Class R6 Mutual Fund | — | — | — | $10K | 0.2% | |
| MID CAP VAL II R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7312964 / PN 999 | Common Collective Trust | — | — | $8K | 0.2% | |
| PGIM Global Total Return Fund R6 Mutual Fund | — | — | — | $6K | 0.1% | |
| Columbia Dividend Income Fund Class I3 Mutual Fund | — | — | — | $6K | 0.1% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $3K | <0.1% |
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