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Original filing (PDF)20250731093724NAL0002958531001
DONLEY COMPANIES, INC.
Form 5500
FILING_RECEIVED
DONLEY'S 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
526
Accounts w/ balance
304
Plan assets (EOY)
$22.3M
Net assets (EOY)
$22.3M
How this plan invests
This plan
54 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
80
Knocking points off
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
- 58% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DONLEY COMPANIES, INC..
Plan sponsor
Name
DONLEY COMPANIES, INC.
EIN
87-3916612
Address
5430 WARNER ROAD · CLEVELAND, OH · 441251140
Phone
(216) 524-6800
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-31
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
COHEN & COMPANY, LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $62K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES, LLC | — | AUSTIN, TX | BROKER/ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| REA & ASSOCIATES, INC. | — | NEW PHILADELPHIA, OH | CONTRACT ADMIN | $5K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SIKICH CPA LLC | — | ALEXANDERIA, VA | AUDITOR | $11K | — |
Investments
54 direct securities· $22.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| EMPOWER MOD PROFILE FUND INST Mutual Fund | — | — | — | $1.9M | 8.7% | |
| VANGUARD 500 INDEX ADMIRAL Mutual Fund | — | — | — | $1.8M | 8.3% | |
| EMPOWER MOD AGG PROFILE FUND INST Mutual Fund | — | — | — | $1.7M | 7.8% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $1.6M | 7.1% | |
| EMPOWER AGG PROFILE FUND INST Mutual Fund | — | — | — | $1.4M | 6.5% | |
| KEY GUARANTEED PORTFOLIO FUND Guaranteed Investment Contract | — | — | — | $1.3M | 5.9% | |
| AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $1.2M | 5.2% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $990K | 4.4% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $892K | 4.0% | |
| EMPOWER T. ROWE PRICE MID CAP GR INST Mutual Fund | — | — | — | $838K | 3.8% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $817K | 3.7% | |
| AMERICAN FUNDS EUROPACIFIC GR R6 Mutual Fund | — | — | — | $711K | 3.2% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $525K | 2.4% | |
| VANGUARD SMALL CAP INDEX ADM Mutual Fund | — | — | — | $502K | 2.3% | |
| AMERICAN FUNDS NEW PERSPECTIVE R6 Mutual Fund | — | — | — | $455K | 2.0% | |
| T. ROWE PRICE BLUE CHIP GROWTH I Mutual Fund | — | — | — | $414K | 1.9% | |
| ALGER CAPITAL APPRECIATION Z Mutual Fund | — | — | — | $411K | 1.8% | |
| PARTICIPANT LOANS Maturing through November 2034 | — | — | — | $347K | 1.6% | |
| VANGUARD TOTAL INTL STOCK INDEX ADMIRAL Mutual Fund | — | — | — | $282K | 1.3% | |
| MFS VALUE R6 Mutual Fund | — | — | — | $258K | 1.2% | |
| BLACKROCK HEALTH SCIENCES OPPS INSTL Mutual Fund | — | — | — | $245K | 1.1% | |
| EMPOWER CON PROFILE FUND INST Mutual Fund | — | — | — | $233K | 1.0% | |
| COLUMBIA SELIGMAN TECH & INFORMATION I2 Mutual Fund | — | — | — | $231K | 1.0% | |
| VIRTUS CEREDEX MID-CAP VALUE EQUITY R6 Mutual Fund | — | — | — | $219K | 1.0% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $205K | 0.9% | |
| AB LARGE CAP GROWTH I Mutual Fund | — | — | — | $205K | 0.9% | |
| DWS REEF REAL ESTATE SECURITIES R6 Mutual Fund | — | — | — | $196K | 0.9% | |
| MACQUARIE SMALL CAP CORE R6 Mutual Fund | — | — | — | $188K | 0.8% | |
| VANGUARD ENERGY INDEX ADM Mutual Fund | — | — | — | $163K | 0.7% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $159K | 0.7% | |
| ALLSPRING SPECIAL MID CAP VALUE R6 Mutual Fund | — | — | — | $149K | 0.7% | |
| VANGUARD DIVIDEND GROWTH INV Mutual Fund | — | — | — | $147K | 0.7% | |
| EMPOWER MULTI-SECTOR BOND INST Mutual Fund | — | — | — | $140K | 0.6% | |
| MFS GROWTH R6 Mutual Fund | — | — | — | $135K | 0.6% | |
| COLUMBIA DIVIDEND OPPORTUNITY INSTL 3 Mutual Fund | — | — | — | $132K | 0.6% | |
| VANGUARD TAX-MANAGED SMALL CAP ADM Mutual Fund | — | — | — | $125K | 0.6% | |
| TCW METWEST TOTAL RETURN BOND PLAN Mutual Fund | — | — | — | $108K | 0.5% | |
| VANGUARD EQUITY-INCOME ADM Mutual Fund | — | — | — | $108K | 0.5% | |
| EMPOWER MOD CON PROFILE FUND INST Mutual Fund | — | — | — | $104K | 0.5% | |
| VANGUARD INTERM-TERM BOND INDEX ADM Mutual Fund | — | — | — | $86K | 0.4% | |
| T. ROWE PRICE DIVIDEND GROWTH I Mutual Fund | — | — | — | $76K | 0.3% | |
| AMERICAN FUNDS AMERICAN MUTUAL R6 Mutual Fund | — | — | — | $76K | 0.3% | |
| LOOMIS SAYLES CORE PLUS BOND N Mutual Fund | — | — | — | $74K | 0.3% | |
| FIDELITY MULTI-ASSET INDEX FUND Mutual Fund | — | — | — | $71K | 0.3% | |
| T. ROWE PRICE INFLATION PROTECTED BOND I Mutual Fund | — | — | — | $64K | 0.3% | |
| MFS INTERNATIONAL GROWTH R6 Mutual Fund | — | — | — | $53K | 0.2% | |
| TOUCHSTONE LARGE CAP FOCUSED I Mutual Fund | — | — | — | $45K | 0.2% | |
| AMERICAN CENTURY MID CAP VALUE I Mutual Fund | — | — | — | $27K | 0.1% | |
| MACQUARIE MID CAP GROWTH INSTITUTIONAL Mutual Fund | — | — | — | $22K | 0.1% | |
| AMERICAN FUNDS 2065 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $12K | <0.1% | |
| AMERICAN FUNDS 2020 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $12K | <0.1% | |
| COHEN & STEERS REAL ESTATE SECURITIES Z Mutual Fund | — | — | — | $6K | <0.1% | |
| AMERICAN FUNDS 2015 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $3K | <0.1% | |
| AMERICAN FUNDS 2010 TRGT DATE RETIRE R6 Mutual Fund | — | — | — | $1K | <0.1% |