Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT | 36-3297908 | — | INVESTMENT ADVISORY | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TPA SERVICES, INC. | — | CENTENNIAL, CO | THIRD PARTY ADMINISTRATO | $0 | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN FUNDS AMERICAN BALANCED R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $4.7M | 30.0% | |
| AMERICAN FUNDS FUNDAMENTAL INVST R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 |
| Indirect comp |
|---|
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | SERVICE PROVIDER | $14K | — |
| STRATEGIC WEALTH ADVISORS GROUP LLC | 20-4922484 | — | SERVICE PROVIDER | $0 | — |
Pooled Separate Account |
| — |
| — |
| $1.1M |
| 6.8% |
| AMERICAN FUNDS GROWTH FND AMER R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $1.0M | 6.7% |
| FIDELITY 500 INDEX FUND VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $816K | 5.2% |
| AMERICAN FUNDS 2035 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $815K | 5.2% |
| AMERICAN FUNDS NEW PERSPECTIVE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $708K | 4.5% |
| American Funds 2020 Target Date Retirement Fund - Class R-6 Pooled separate account 96 American Funds 2010 Target Date Retirement Fund - Class R-6 Pooled separate account 96 * Voya Fixed Income Account Guaranteed investment contract | — | — | — | $561K | 3.6% |
| VANGRD SMALL-CAP INDEX FND ADM VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $515K | 3.3% |
| AMERICAN FUNDS 2050 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $423K | 2.7% |
| VOYA INTERMEDIATE BOND FUND R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $405K | 2.6% |
| FIDELITY ADV FOCUSED EMRG MKTS FD Z VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $380K | 2.4% |
| Vanguard International Growth Fund - Admiral Shares Pooled separate account | — | — | — | $362K | 2.3% |
| VANGRD INTL GRW FND ADM VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $362K | 2.3% |
| Various maturity dates through November 2029; secured by participants’ vested account balances; * Notes Receivable From Participants interest rates from 5.25% to 10.50% | — | — | — | $358K | 2.3% |
| VICTORY SYCMR ESTABLISHED VALUE F R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $352K | 2.3% |
| COLUMBIA DIVIDEND INCOME FD I3 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $310K | 2.0% |
| AMERICAN FUNDS 2040 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $308K | 2.0% |
| VY COLUMBIA SM CAP VAL II PT R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $308K | 2.0% |
| BLACKROCK MID-CAP GRW EQ POR K VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $295K | 1.9% |
| AMERICAN FUNDS 2030 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $273K | 1.8% |
| AMERICAN FUNDS 2060 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $207K | 1.3% |
| PIMCO REAL RETURN FUND INST VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $194K | 1.2% |
| VANGUARD MID-CAP INDEX FUND ADM VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $190K | 1.2% |
| JPMorgan Large Cap Growth Fund - Class R6 Shares Pooled separate account | — | — | — | $177K | 1.1% |
| JPMORGAN LGCP GRW FND R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $177K | 1.1% |
| AMERICAN FUNDS 2045 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $168K | 1.1% |
| AMERICAN FUNDS 2055 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $150K | 1.0% |
| BLACKROCK EQUITY DIVIDEND FUND K VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $143K | 0.9% |
| Vanguard High-Yield Corporate Fund - Admiral Shares Pooled separate account | — | — | — | $94K | 0.6% |
| VANGRD HIGH-YD CORP FND ADM VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $94K | 0.6% |
| COHEN&STEERS REAL EST S FD Z VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $92K | 0.6% |
| JPMORGAN SMCP GROWTH FND R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $91K | 0.6% |
| PIMCO International Bond Fund (U.S. Dollar-Hedged) - Class I Pooled separate account | — | — | — | $41K | 0.3% |
| PIMCO INTL BD FD US DL-HDG I VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $41K | 0.3% |
| AMERICAN FUNDS 2025 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $40K | 0.3% |
| AMERICAN FUNDS 2065 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $8K | <0.1% |
| VOYA GOV MONEY MKT FND A (HOLD ACCT VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $804 | <0.1% |
| AMERICAN FUNDS 2020 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $96 | <0.1% |
| AMERICAN FUNDS 2015 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $96 | <0.1% |
| AMERICAN FUNDS 2010 TARGET DATE R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $96 | <0.1% |
