China Anderson signed Yates, LLC's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Yates, LLC's EIN is 87-3779035.
Download the official 2024 Form 5500 (PDF) for Yates, LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Yates, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $46K | — |
| ASCENSUS HOLDINGS INC DBA FUTUREPLA | — | SAN DIEGO, CA | CONTRACT ADMIN | $5K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $124 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Common Collective Trust | — | — | $23.0M | 91.9% | |
| Talcott Resolution Life Insurance Co. Blackrock Global Allocation K | Common Stocks | — | — | $5.2M | 20.8% | |
| Talcott Resolution Life Insurance Co. JPMorgan US Equity R6 | Common Stocks | — | — | $5.0M | 19.9% | |
| Talcott Resolution Life Insurance Co. PGIM High Yield R6 | Common Stocks | — | — | $2.5M | 10.1% | |
| Talcott Resolution Life Insurance Co. Vanguard Total Intl Stock Index Admiral | Mutual Funds | — | — | $2.5M | 9.9% | |
| Talcott Resolution Life Insurance Co. American Funds American Mutual R6 | Mutual Funds | — | — | $1.8M | 7.3% | |
| Talcott Resolution Life Insurance Co. Columbia Large Cap Growth Inst3 | Common Stocks | — | — | $1.7M | 6.9% | |
| Talcott Resolution Life Insurance Co. Vanguard Small-Cap Index Adm | Mutual Funds | — | — | $1.5M | 6.1% | |
| Talcott Resolution Life Insurance Co. Allspring Special Mid Cap Value R6 | Common Stocks | — | — | $935K | 3.7% | |
| Talcott Resolution Life Insurance Co. American Funds 2035 Trgt Date Retire R6 | Mutual Funds | — | — | $511K | 2.0% | |
| Talcott Resolution Life Insurance Co. Goldman Sachs Small/Mid Cap Growth R6 | Common Stocks | — | — | $369K | 1.5% | |
| Talcott Resolution Life Insurance Co. Pioneer Strategic Income K | Common Stocks | — | — | $238K | 1.0% | |
| Talcott Resolution Life Insurance Co. PIMCO Total Return Instl | Mutual Funds | — | — | $225K | 0.9% | |
| Talcott Resolution Life Insurance Co. MFS International Growth R6 | Mutual Funds | — | — | $206K | 0.8% | |
| Talcott Resolution Life Insurance Co. American Funds 2045 Trgt Date Retire R6 | Mutual Funds | — | — | $105K | 0.4% | |
| Talcott Resolution Life Insurance Co. Hartford Schroders Intl Multi-Cp Val SDR | Common Stocks | — | — | $102K | 0.4% | |
| Talcott Resolution Life Insurance Co. American Funds 2040 Trgt Date Retire R6 | Mutual Funds | — | — | $21K | <0.1% | |
| Talcott Resolution Life Insurance Co. American Funds 2060 Trgt Date Retire R6 | Mutual Funds | — | — | $15K | <0.1% | |
| Talcott Resolution Life Insurance Co. American Funds 2050 Trgt Date Retire R6 | Mutual Funds | — | — | $5K | <0.1% | |
| Talcott Resolution Life Insurance Co. American Funds 2065 Trgt Date Retire R6 | Mutual Funds | — | — | $1K | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $60K | — |
