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Original filing (PDF)20251013120154NAL0000568451001
CORIENT SERVICES LLC
Form 5500
FILING_RECEIVED
CORIENT SERVICES LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
39% in single holding6 service providers
Active participants
1,200
Accounts w/ balance
1,503
Plan assets (EOY)
$267.2M
Net assets (EOY)
$267.2M
How this plan invests
This plan
4 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
80
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Schwab PCRA Self-Directed Brokerage Accounts" is 39% of plan.
- 12 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CORIENT SERVICES LLC.
Plan sponsor
Name
CORIENT SERVICES LLC
EIN
87-3513335
Address
830 BRICKELL PLAZA · STE 4800 · MIAMI, FL · 33131
Phone
(416) 364-1145
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CORRELL CO | 36-3492086 | — | RECORD KEEPER | $155K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASSURANCE ADVISORY | 83-0474653 | — | ADVISOR | $131K | — |
| CORIENT PRIVATE WEALTH LLC | 88-0967642 | — | ADVISOR | $18K | — |
| DYNASTY WEALTH MANAGEMENT LLC | 35-2469176 | — | ADVISOR | $9K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | BROKERAGE | $13K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | SERVICE PROVIDER | $0 | — |
Investments
26 direct securities · 4 pooled funds· $265.4M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$153.4M
25 holdings
OTHER
$104.0M
1 holding
Common Collective Trust
$8.0M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| * Schwab PCRA Self-Directed Brokerage Accounts | OTHER | — | — | $104.0M | 38.9% | |
| Vanguard 500 Index - Admiral | — | — | — | $37.4M | 14.0% | |
| Vanguard Target Retirement 2030 | — | — | — | $11.8M | 4.4% | |
| Vanguard Target Retirement 2050 | — | — | — | $11.2M | 4.2% | |
| Vanguard Target Retirement 2040 | — | — | — | $10.3M | 3.9% | |
| T. Rowe Price T. Rowe Price Instl Large Cap Growth | — | — | — | $9.3M | 3.5% | |
| Vanguard Target Retirement 2045 | — | — | — | $8.8M | 3.3% | |
| Fidelity Investments Fidelity Global ex-US Index | — | — | — | $8.2M | 3.1% | |
| Vanguard Target Retirement 2025 | — | — | — | $7.2M | 2.7% | |
| Vanguard Target Retirement 2035 | — | — | — | $7.0M | 2.6% | |
| Vanguard Small Cap Index - Admiral | — | — | — | $6.4M | 2.4% | |
| Vanguard Target Retirement 2055 | — | — | — | $5.7M | 2.2% | |
| Vanguard Target Retirement 2060 | — | — | — | $5.1M | 1.9% | |
| Putnam Investments Putnam Large Cap Value – R6 | — | — | — | $4.3M | 1.6% | |
| STABLE VALUE FUND CLASS R1 WILMINGTON TRUST, N.A. · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $3.8M | 1.4% | |
| T. Rowe Price T. Rowe Price Diversified Mid Cap I | — | — | — | $3.6M | 1.3% | |
| Fidelity Investments Fidelity Mid Cap Index | — | — | — | $3.6M | 1.3% | |
| PIMCO Income - Inst. | — | — | — | $2.6M | 1.0% | |
| SMALL CAP VALUE FUND II CL R1 WILMINGTON TRUST, N.A. · EIN 38-4126250 / PN 554 | Common Collective Trust | — | — | $2.4M | 0.9% | |
| Vanguard Small Cap Growth Index -Admiral | — | — | — | $2.2M | 0.8% | |
| American Funds American Funds New World – R6 | — | — | — | $1.8M | 0.7% | |
| Fidelity investments Fidelity Total Bond – K6 | — | — | — | $1.7M | 0.6% | |
| Fidelity Investments Fidelity Real Estate Index Fund | — | — | — | $1.6M | 0.6% | |
| INTERNATIONAL GROWTH FUND II CL R1 WILMINGTON TRUST, N.A. · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $1.3M | 0.5% | |
| Vanguard Target Retirement 2020 | — | — | — | $1.3M | 0.5% | |
| Participant loans Participant Loans - 3.25% - 9.5% | — | — | — | $671K | 0.3% | |
| BlackRock High Yield Bond | — | — | — | $641K | 0.2% | |
| Vanguard Target Retirement Income | — | — | — | $503K | 0.2% | |
| MID CAP VALUE FUND WILMINGTON TRUST, N.A. · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $461K | 0.2% | |
| MFS Utilities Fund - R6 | — | — | — | $376K | 0.1% |