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Original filing (PDF)20260217124603NAL0006114161001
CLEANLEAF ENERGY, LLC
Form 5500
FILING_RECEIVED
CLEANLEAF ENERGY RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
Late filing · 3.0 mo
Active participants
105
Accounts w/ balance
300
Plan assets (EOY)
$21.6M
Net assets (EOY)
$21.6M
How this plan invests
This plan
5 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
88
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Filed 3.0 months past the 10.5-month grace window.
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CLEANLEAF ENERGY, LLC.
Plan sponsor
Name
CLEANLEAF ENERGY, LLC
EIN
87-3311312
Address
222 SEVERN AVENUE, SUITE 17 BUILDIN · ANNAPOLIS, MD · 21403
Phone
(619) 215-1852
Industry
Utilitiessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $49K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT INSURANCE SERVICES INC DBA | — | NEW YORK, NY | INVESTMENT ADVISOR | $23K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $14K | — |
Investments
30 direct securities · 5 pooled funds· $21.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$19.5M
30 holdings
Common Collective Trust
$2.0M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Registered Investment Company | — | — | — | $2.9M | 13.4% | |
| Vanguard Target Retirement 2045 Inv Registered Investment Company | — | — | — | $2.9M | 13.3% | |
| Vanguard Target Retirement 2055 Inv Registered Investment Company | — | — | — | $2.4M | 11.4% | |
| Vanguard Target Retirement 2050 Inv Registered Investment Company | — | — | — | $2.3M | 10.5% | |
| Vanguard Target Retirement 2040 Inv Registered Investment Company | — | — | — | $1.2M | 5.6% | |
| Vanguard Target Retirement 2035 Inv Registered Investment Company | — | — | — | $916K | 4.2% | |
| Vanguard Target Retirement 2060 Inv Registered Investment Company | — | — | — | $889K | 4.1% | |
| Vanguard Developed Markets Index Admiral Registered Investment Company | — | — | — | $844K | 3.9% | |
| LARGE CAP GROWTH FUND III CLASS R1 GREAT GRAY · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $819K | 3.8% | |
| Vanguard Small Cap Index Adm Registered Investment Company | — | — | — | $807K | 3.7% | |
| Vanguard Mid Cap Index Fund - Admiral Registered Investment Company | — | — | — | $575K | 2.7% | |
| Vanguard Target Retirement 2030 Inv Registered Investment Company | — | — | — | $556K | 2.6% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $466K | 2.2% | |
| Vanguard Target Retirement 2025 Inv Registered Investment Company | — | — | — | $444K | 2.1% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $420K | 1.9% | |
| American Funds New Perspective R6 Registered Investment Company | — | — | — | $399K | 1.8% | |
| Vanguard Strategic Equity Inv Registered Investment Company | — | — | — | $392K | 1.8% | |
| Vanguard Target Retirement 2020 Inv Registered Investment Company | — | — | — | $358K | 1.7% | |
| Vanguard FTSE Social Index Admiral Registered Investment Company | — | — | — | $314K | 1.5% | |
| CORE PLUS BOND FUND FEE CLASS R1 GREAT GRAY · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $290K | 1.3% | |
| Calvert Equity I Registered Investment Company | — | — | — | $246K | 1.1% | |
| Fidelity US Bond Index Registered Investment Company | — | — | — | $213K | 1.0% | |
| International Growth Fund II R1 Registered Investment Company | — | — | — | $171K | 0.8% | |
| DFA US Small Cap I Registered Investment Company | — | — | — | $160K | 0.7% | |
| Vanguard Small Cap Growth Index Admiral Registered Investment Company | — | — | — | $128K | 0.6% | |
| September 2051 0 | — | — | — | $125K | 0.6% | |
| Vanguard Real Estate Index Admiral Registered Investment Company | — | — | — | $125K | 0.6% | |
| American Funds American Balanced R6 Registered Investment Company | — | — | — | $78K | 0.4% | |
| American Funds Washington Mutual R6 Registered Investment Company | — | — | — | $58K | 0.3% | |
| SMALL CAP VALUE FUND III FEE CLASS GREAT GRAY · EIN 38-7289846 / PN 001 | Common Collective Trust | — | — | $32K | 0.2% | |
| BlackRock Inflation Protected Bond K Registered Investment Company | — | — | — | $24K | 0.1% | |
| Vanguard Target Retirement Income Inv Registered Investment Company | — | — | — | $19K | <0.1% | |
| Vanguard Target Retirement 2065 Inv Registered Investment Company | — | — | — | $17K | <0.1% | |
| Cohen & Steers Real Estate Securities Z Registered Investment Company | — | — | — | $8K | <0.1% | |
| PGIM High-Yield R6 Registered Investment Company | — | — | — | $7K | <0.1% |
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