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Original filing (PDF)20251001130424NAL0012652737001
GENERATE-UBIQUITY MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
UBIQUITY 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
252
Accounts w/ balance
224
Plan assets (EOY)
$8.6M
Net assets (EOY)
$8.6M
How this plan invests
This plan
11 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GENERATE-UBIQUITY MANAGEMENT, LLC.
Plan sponsor
Name
GENERATE-UBIQUITY MANAGEMENT, LLC
EIN
87-2902113
Address
560 DAVIS STREET · SAN FRANCISCO, CA · 94111
Phone
(573) 864-3508
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT PLAN SERVICES, INC | — | CARY, NC | THIRD PARTY ADMINISTRATO | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE AND ANNUI | 71-0294708 | — | SERVICE PROVIDER | $0 | — |
Investments
19 direct securities · 11 pooled funds· $8.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$5.9M
11 holdings
Uncategorized
$2.7M
19 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MYCOMPASS AMERICAN FUNDS 2040 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271369 / PN 001 | Common Collective Trust | — | — | $1.3M | 15.1% | |
| Voya Retirement Insurance and Annuity Company Fidelity 500 Index Fund | — | — | — | $1.1M | 12.5% | |
| MYCOMPASS AMERICAN FUNDS 2035 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271368 / PN 001 | Common Collective Trust | — | — | $1.0M | 11.9% | |
| MYCOMPASS AMERICAN FUNDS 2045 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271370 / PN 001 | Common Collective Trust | — | — | $948K | 11.1% | |
| MYCOMPASS AMERICAN FUNDS 2030 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271367 / PN 001 | Common Collective Trust | — | — | $659K | 7.7% | |
| MYCOMPASS AMERICAN FUNDS 2025 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271366 / PN 001 | Common Collective Trust | — | — | $555K | 6.5% | |
| Voya Retirement Insurance and Annuity Company JPMorgan LgCp Grw Fnd R6 | — | — | — | $553K | 6.5% | |
| MYCOMPASS AMERICAN FUNDS 2060 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271373 / PN 001 | Common Collective Trust | — | — | $462K | 5.4% | |
| MYCOMPASS AMERICAN FUNDS 2055 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271372 / PN 001 | Common Collective Trust | — | — | $446K | 5.2% | |
| MYCOMPASS AMERICAN FUNDS 2050 FUND9 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271371 / PN 001 | Common Collective Trust | — | — | $261K | 3.0% | |
| Voya Retirement Insurance and Annuity Company Vanguard Mid-Cap Index Fund Adm | — | — | — | $203K | 2.4% | |
| MYCOMPASS AMERICAN FUNDS 2065 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271374 / PN 001 | Common Collective Trust | — | — | $178K | 2.1% | |
| Voya Retirement Insurance and Annuity Company Vanguard Dev Mkts Index Fd Adm | — | — | — | $151K | 1.8% | |
| Voya Retirement Insurance and Annuity Company Vanguard Small-Cap Index Fnd Adm | — | — | — | $127K | 1.5% | |
| Participant Loans to participant, bearing interest from 4.25% to 9.50% | — | — | — | $126K | 1.5% | |
| Voya Retirement Insurance and Annuity Company American Funds EuroPacific R6 | — | — | — | $72K | 0.8% | |
| Voya Retirement Insurance and Annuity Company American Funds New World R6 | — | — | — | $69K | 0.8% | |
| Voya Retirement Insurance and Annuity Company Hrtfrd Equity Income Fund R6 | — | — | — | $62K | 0.7% | |
| Voya Retirement Insurance and Annuity Company Vanguard Smi-Cap Grw Index Fd Adm | — | — | — | $56K | 0.7% | |
| Voya Retirement Insurance and Annuity Company PGIM High Yield Fund R6 | — | — | — | $56K | 0.7% | |
| Voya Retirement Insurance and Annuity Company Hrtfrd Total Return Bond R6 | — | — | — | $41K | 0.5% | |
| Voya Retirement Insurance and Annuity Company Hartford World Bond Fund Cl R6 | — | — | — | $38K | 0.4% | |
| MYCOMPASS AMERICAN FUNDS 2020 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271365 / PN 001 | Common Collective Trust | — | — | $23K | 0.3% | |
| Voya Retirement Insurance and Annuity Company Voya Fixed Account | — | — | — | $22K | 0.3% | |
| Voya Retirement Insurance and Annuity Company AmCen Mid Cap Value Fund R6 | — | — | — | $22K | 0.3% | |
| Voya Retirement Insurance and Annuity Company Carillon Eagle Mid Cap Grw R6 | — | — | — | $14K | 0.2% | |
| Voya Retirement Insurance and Annuity Company Cohen&Steers Inst Rl Shares | — | — | — | $13K | 0.1% | |
| MYCOMPASS AMERICAN FUNDS 2015 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271364 / PN 001 | Common Collective Trust | — | — | $9K | 0.1% | |
| Voya Retirement Insurance and Annuity Company Undiscovered Mngrs Bhv Vl F R6 | — | — | — | $7K | <0.1% | |
| Voya Retirement Insurance and Annuity Company Voya Gv Mny Mkt F A (Hld Acct) | — | — | — | $3K | <0.1% |
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