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Original filing (PDF)20251009093516NAL0010670528001
UEI GROUP SERVICES, INC.
Form 5500
FILING_RECEIVED
UEI GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
173
Accounts w/ balance
132
Plan assets (EOY)
$18.4M
Net assets (EOY)
$18.4M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UEI GROUP SERVICES, INC..
Plan sponsor
Name
UEI GROUP SERVICES, INC.
EIN
87-2488321
Address
9000 NIEMAN ROAD · OVERLAND PARK, KS · 66214
Phone
(913) 599-0600
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
RUBINBROWN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $24K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISORS LLC | 36-3258176 | — | ADVISOR | $17K | — |
| CETERA ADVISORS LLC | 84-0858799 | — | ADVISOR | $16K | — |
| QUALIFIED | 82-1364595 | — | INVESTMENT ADVISOR | $8K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
27 direct securities· $18.1M(99% of reported assets)
Uncategorized
$18.0M
26 holdings
Mutual Funds
$100K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Index 2030 Fund Mutual Fund - 169,460 units | — | — | — | $3.4M | 18.6% | |
| Fidelity Freedom Index 2035 Fund Mutual Fund - 113,012 units | — | — | — | $2.6M | 14.4% | |
| Self-Directed Brokerage Accounts Brokerage accounts | — | — | — | $1.8M | 9.6% | |
| Fidelity Freedom Index 2025 Fund Mutual Fund - 85,659 units | — | — | — | $1.6M | 8.7% | |
| Fidelity Government Money Market Mutual Fund - 1,203,329 units | — | — | — | $1.2M | 6.6% | |
| Fidelity 500 Index Fund Mutual Fund - 5,681 units | — | — | — | $1.2M | 6.3% | |
| Fidelity Freedom Index 2040 Fund Mutual Fund - 41,110 units | — | — | — | $1.0M | 5.5% | |
| JP Morgan Large Cap Growth Fund Mutual Fund - 11,084 units | — | — | — | $928K | 5.1% | |
| Fidelity Mid Cap Index Fund Mutual Fund - 17,615 units | — | — | — | $595K | 3.2% | |
| JP Morgan Equity Income Fund Mutual Fund - 20,380 units | — | — | — | $488K | 2.7% | |
| PGIM Total Return Bond Fund Mutual Fund - 40,195 units | — | — | — | $476K | 2.6% | |
| Fidelity Small Cap Index Fund Mutual Fund - 16,345 units | — | — | — | $452K | 2.5% | |
| Fidelity International Index Fund Mutual Fund - 8,480 units | — | — | — | $403K | 2.2% | |
| Fidelity Freedom Index 2050 Fund Mutual Fund - 14,461 units | — | — | — | $376K | 2.0% | |
| Fidelity Freedom Index 2055 Fund Mutual Fund - 13,062 units | — | — | — | $279K | 1.5% | |
| Fidelity Freedom Index 2045 Fund Mutual Fund - 7,311 units | — | — | — | $189K | 1.0% | |
| Fidelity Freedom Index Income Fund Mutual Fund - 15,442 units | — | — | — | $181K | 1.0% | |
| Fidelity Freedom Index 2060 Fund Mutual Fund - 8,698 units | — | — | — | $158K | 0.9% | |
| various dates through December 2029 | — | — | — | $147K | 0.8% | |
| Fidelity Freedom Index 2020 Fund Mutual Fund - 8,432 units | — | — | — | $133K | 0.7% | |
| JP Morgan Mid Cap Growth Fund Mutual Fund - 2,444 units | — | — | — | $126K | 0.7% | |
| American Century Mid Cap Value Fund Mutual Fund - 6,890 units | — | — | — | $107K | 0.6% | |
| Morgan Stanley International Advantage Portfolio Mutual Fund - 4,165 units | Mutual Funds | — | — | $100K | 0.5% | |
| Franklin Small Cap Value Fund R6 Mutual Fund - 1,322 units | — | — | — | $80K | 0.4% | |
| PGIM Global Total Return Fund Mutual Fund - 8,974 units | — | — | — | $46K | 0.2% | |
| Fidelity Freedom Index 2065 Fund Mutual Fund - 2,583 units | — | — | — | $38K | 0.2% | |
| Janus Henderson Global Equity Income Fund Mutual Fund - 5,244 units | — | — | — | $32K | 0.2% |
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