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Original filing (PDF)20251003091510NAL0000716147001
DIAMOND BASEBALL HOLDINGS, LLC
Form 5500
FILING_RECEIVED
DBH 401(K) PLAN
401(k) retirement plan
Signals · 1
~95 bps in Sched C fees
Active participants
896
Accounts w/ balance
922
Plan assets (EOY)
$15.4M
Net assets (EOY)
$15.4M
How this plan invests
This plan
6 pooled trusts
Schedule D
14 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 95 bps in Schedule C fees — 227% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DIAMOND BASEBALL HOLDINGS, LLC.
Plan sponsor
Name
DIAMOND BASEBALL HOLDINGS, LLC
EIN
87-2236938
Address
1300 AVENUE OF THE AMERICAS · SUITE 24A · NEW YORK, NY · 10019
Phone
(646) 659-1654
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARSON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $95K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 95-2834236 | SAN DIEGO, CA | INVESTMENT ADVISOR | $39K | — |
| LPL FINANCIAL | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $13K | — |
Investments
8 direct securities · 6 pooled funds· $13.1M(85% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$6.7M
6 holdings
Uncategorized
$6.4M
8 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| COLUMBIA DIVIDEND VALUE (IS PLATFOR EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 785 | Pooled Separate Account | — | — | $2.0M | 13.1% | |
| Vanguard Primecap Fund " | — | — | — | $2.0M | 12.9% | |
| Invesco Oppenheimer International Growth " | — | — | — | $1.5M | 9.6% | |
| MFS INTERNATIONAL VALUE EQTY (IS PL EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 799 | Pooled Separate Account | — | — | $1.5M | 9.6% | |
| PGIM TOTAL RETURN BOND FUND (IS) EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 814 | Pooled Separate Account | — | — | $1.5M | 9.5% | |
| Invesco Developing Markets " | — | — | — | $1.1M | 7.3% | |
| AMERICAN CENTURY MID CAP VAL (IS PL EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 850 | Pooled Separate Account | — | — | $783K | 5.1% | |
| SMALL CAP VALUE / INTEGRITY FUND (B EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 439 | Pooled Separate Account | — | — | $748K | 4.9% | |
| Franklin Small Cap Growth " | — | — | — | $637K | 4.1% | |
| AB Discovery Growth Mutual fund | — | — | — | $624K | 4.1% | |
| Fidelity 500 Index " | — | — | — | $464K | 3.0% | |
| DAY ONE INCOMEFLEX TARGET BALANCED EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 697 | Pooled Separate Account | — | — | $208K | 1.4% | |
| Dodge & Cox Balanced " | — | — | — | $35K | 0.2% | |
| PGIM Global Real Estate " | — | — | — | $12K | <0.1% |
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