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Original filing (PDF)20251218130450NAL0011831154001
GEVO, INC.
Form 5500
FILING_RECEIVED
GEVO, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 1.1 moNo recordkeeper disclosed
Active participants
118
Accounts w/ balance
142
Plan assets (EOY)
$11.7M
Net assets (EOY)
$11.7M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Filed 1.1 months past the 10.5-month grace window.
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GEVO, INC..
Plan sponsor
Name
GEVO, INC.
EIN
87-0747704
Address
345 INVERNESS DRIVE SOUTH · BUILDING C SUITE 310 · ENGLEWOOD, CO · 801125892
Phone
(720) 464-2555
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BROCK AND COMPANY CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $44K | — |
Investments
29 direct securities · 1 pooled fund· $12.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$10.9M
29 holdings
Pooled Separate Account
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group | — | — | $0 | $1.7M | 14.3% | |
| Vanguard Group | — | — | $0 | $1.2M | 10.0% | |
| Vanguard Group | — | — | $0 | $1.1M | 9.7% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $1.1M | 9.7% | |
| Oppenheimer | — | — | $0 | $822K | 7.0% | |
| Gevo, Inc. | — | — | $0 | $804K | 6.9% | |
| Vanguard Group | — | — | $0 | $678K | 5.8% | |
| The American Funds | — | — | $0 | $665K | 5.7% | |
| Participant Loans | — | — | $0 | $557K | 4.8% | |
| Principal Life Insurance Company | — | — | $0 | $461K | 4.0% | |
| Vanguard Group | — | — | $0 | $405K | 3.5% | |
| JP Morgan Funds | — | — | $0 | $328K | 2.8% | |
| PGIM Investments | — | — | $0 | $319K | 2.7% | |
| Principal Life Insurance Company | — | — | $0 | $247K | 2.1% | |
| Harbor | — | — | $0 | $191K | 1.6% | |
| Vanguard Group | — | — | $0 | $189K | 1.6% | |
| Vanguard Group | — | — | $0 | $166K | 1.4% | |
| Metropolitan Life Insurance Co | — | — | $0 | $164K | 1.4% | |
| The American Funds | — | — | $0 | $143K | 1.2% | |
| Vanguard Group | — | — | $0 | $139K | 1.2% | |
| JP Morgan Funds | — | — | $0 | $135K | 1.2% | |
| Vanguard Group | — | — | $0 | $133K | 1.1% | |
| Vanguard Group | — | — | $0 | $109K | 0.9% | |
| Vanguard Group | — | — | $0 | $77K | 0.7% | |
| Vanguard Group | — | — | $0 | $56K | 0.5% | |
| Vanguard Group | — | — | $0 | $56K | 0.5% | |
| Vanguard Group | — | — | $0 | $42K | 0.4% | |
| Vanguard Group | — | — | $0 | $42K | 0.4% | |
| Vanguard Group | — | — | $0 | $12K | 0.1% | |
| Vanguard Group | — | — | $0 | $5K | <0.1% |
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