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Original filing (PDF)20251014133626NAL0001431379001
UTAH NAVAJO HEALTH SYSTEM, INC.
Form 5500
FILING_RECEIVED
UTAH NAVAJO HEALTH SYSTEM, INC. 403(B) PLAN
403(b) retirement plan
Signals · 1
99% in single holding
Active participants
515
Accounts w/ balance
713
Plan assets (EOY)
$29.3M
Net assets (EOY)
$29.3M
How this plan invests
This plan
2 pooled trusts
Schedule D
2 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: VARIABLE ACCOUNT (no filing on disk)]" is 99% of plan.
- 64 bps in Schedule C fees — 121% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UTAH NAVAJO HEALTH SYSTEM, INC..
Plan sponsor
Name
UTAH NAVAJO HEALTH SYSTEM, INC.
EIN
87-0560763
Address
P.O. BOX 130 · MONTEZUMA CREEK, UT · 84534
Phone
(435) 651-3700
Industry
Outpatient Care Centers· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WIPFLI LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-1592130 | COLUMBUS, OH | RECORDKEEPER | $85K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 95-2834236 | SAN DIEGO, CA | ADVISOR | $35K | — |
| LEAFHOUSE FINANCIAL | 26-4311657 | AUSTIN, TX | INVESTMENT ADVISOR | $16K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WC ADMINISTRATORS, LLC | 20-1663072 | MIDVALE, UT | TPA | $52K | — |
Investments
2 pooled funds· $739K(3% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VARIABLE ACCOUNT PRUCO LIFE INSURANCE COMPANY · EIN 22-2426091 / PN 000 | Pooled Separate Account | — | — | $730K | 2.5% | |
| FIXED ACCOUNT - VARIABLE ACCOUNT ZURICH AMERICAN LIFE INSURANCE COMPANY · EIN 36-5030975 / PN 000 | Pooled Separate Account | — | — | $10K | <0.1% |