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Original filing (PDF)20251013201958NAL0004100946001
HALLMARK FINANCIAL SERVICES, INC
Form 5500
FILING_RECEIVED
HFS 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 2
25% in single holdingNo recordkeeper disclosed
Active participants
268
Accounts w/ balance
443
Plan assets (EOY)
$29.7M
Net assets (EOY)
$29.7M
How this plan invests
This plan
4 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard Vanguard 500 Index Fund Admiral Shares" is 25% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HALLMARK FINANCIAL SERVICES, INC.
Plan sponsor
Name
HALLMARK FINANCIAL SERVICES, INC
EIN
87-0447375
Address
5420 LYNDON B. JOHNSOM FREEWAY · SUITE 1100 · DALLAS, TX · 752402345
Phone
(800) 866-0047
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GRANT THORTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $62K | — |
| VANGUARD ADVISERS INC. | 23-2811930 | — | NONE | $8K | — |
Investments
28 direct securities · 4 pooled funds· $29.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$25.4M
27 holdings
Common Collective Trust
$2.8M
4 holdings
Mutual Funds
$1.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund Admiral Shares | — | — | — | $7.5M | 25.1% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $3.2M | 10.9% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $2.4M | 7.9% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $1.9M | 6.4% | |
| LARGE CAP GROWTH FUND CL I1 WILMINGTON TRUST, N.A. · EIN 82-4435820 / PN 375 | Common Collective Trust | — | — | $1.5M | 5.1% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $1.5M | 5.0% | |
| Capital Group American Funds Fundamental Investors Fund; Class R-6 | Mutual Funds | — | — | $1.4M | 4.7% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $1.2M | 4.0% | |
| Vanguard Mid-Cap Growth Index Fund Admiral | — | — | — | $1.1M | 3.6% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $1.1M | 3.6% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $838K | 2.8% | |
| VFTC RETIREMENT SAVINGS TRUST III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 024 | Common Collective Trust | — | — | $770K | 2.6% | |
| Vanguard Target Retirement Income Fund | — | — | — | $588K | 2.0% | |
| Vanguard Total International Stock Index Fund Admiral Shr | — | — | — | $526K | 1.8% | |
| Vanguard Small-Cap Growth Index Fund Admiral | — | — | — | $491K | 1.7% | |
| Vanguard Intermediate-Term Treasury Fund: Adm Shr | — | — | — | $450K | 1.5% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $404K | 1.4% | |
| Vanguard Total Bond Market Index Fund Admiral Shares | — | — | — | $315K | 1.1% | |
| GREAT GRAY EUROPACIFIC GROWTH TRUST GREAT GRAY TRUST COMPANY · EIN 38-7289844 / PN 001 | Common Collective Trust | — | — | $311K | 1.0% | |
| Participant loans (4.25% to 9.50%, maturity through July 2036) | — | — | — | $298K | 1.0% | |
| Dimensional Fund Advisors DFA US Targeted Value Portfolio | — | — | — | $291K | 1.0% | |
| JP Morgan JPMorgan Mid Cap Value Fund; Class R6 | — | — | — | $284K | 1.0% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $276K | 0.9% | |
| Capital Group American Funds Income Fund of America Fund; Class R6 | — | — | — | $251K | 0.8% | |
| CORE BOND FUND; CLASS I1 WILMINGTON TRUST, N.A. · EIN 82-1986152 / PN 325 | Common Collective Trust | — | — | $197K | 0.7% | |
| Dimensional Fund Advisors DFA International Core Equity Portfolio | — | — | — | $183K | 0.6% | |
| Capital Group American Funds Washington Mutual Investors Fund; Class R6 | — | — | — | $172K | 0.6% | |
| Vanguard Mid-Cap Index Fund Admiral Shares | — | — | — | $117K | 0.4% | |
| Vanguard Small-Cap Index Fund Admiral Shares | — | — | — | $84K | 0.3% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $51K | 0.2% | |
| Vanguard Target Retirement 2070 Fund | — | — | — | $36K | 0.1% | |
| Vanguard Federal Money Market Fund | — | — | — | $1K | <0.1% |
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