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Original filing (PDF)20250926051756NAL0008220353001
OVERLAND WEST, INC.
Form 5500
FILING_RECEIVED
OVERLAND WEST, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
245
Accounts w/ balance
319
Plan assets (EOY)
$36.6M
Net assets (EOY)
$36.6M
How this plan invests
This plan
2 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OVERLAND WEST, INC..
Plan sponsor
Name
OVERLAND WEST, INC.
EIN
87-0440922
Address
2805 WASHINGTON BOULEVARD · OGDEN, UT · 84401
Phone
(801) 337-5235
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $43K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $59K | — |
| MORNINGSTAR RETIREMENT MANAGER | — | CHICAGO, IL | INVESTMENT MANAGER | $540 | — |
Investments
33 direct securities · 2 pooled funds· $36.3M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$34.0M
33 holdings
Common Collective Trust
$2.4M
1 holding
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| HTFD BALANCED INCOME R6 | Registered Investment Companies | — | — | $3.3M | 8.9% | |
| AMF GROWTH FUND OF AMERICA R6 | Registered Investment Companies | — | — | $3.2M | 8.6% | |
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $3.1M | 8.6% | |
| HARTFORD GWTH OPP R6 | Registered Investment Companies | — | — | $2.9M | 7.9% | |
| VIRTUS NFJ DIVIDEND VALUE INST | Registered Investment Companies | — | — | $2.6M | 7.1% | |
| INV STABLE VALUE RETIRE FD 1 INVESCO TRUST COMPANY · EIN 27-3868124 / PN 001 | Common Collective Trust | — | — | $2.4M | 6.4% | |
| BLACKROCK TOTAL RETURN K | Registered Investment Companies | — | — | $2.0M | 5.5% | |
| INVESCO INTL DIVERS R6 | Registered Investment Companies | — | — | $2.0M | 5.4% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $1.9M | 5.2% | |
| EATON VANCE INCOME BOSTON R6 | Registered Investment Companies | — | — | $1.8M | 5.0% | |
| COL LIMITED DURATION CREDIT I3 | Registered Investment Companies | — | — | $1.8M | 4.8% | |
| VIC PIO STRATEGIC INCOME R6 | Registered Investment Companies | — | — | $1.7M | 4.8% | |
| ALLSPRING SPECIAL MC VAL R6 | Registered Investment Companies | — | — | $1.2M | 3.3% | |
| THE HARTFORD MIDCAP FUND - R6 | Registered Investment Companies | — | — | $1.1M | 3.0% | |
| INVESCO SMALL CAP GROWTH R6 | Registered Investment Companies | — | — | $964K | 2.6% | |
| ALS SPECIAL SMALL CAP VALUE R6 | Registered Investment Companies | — | — | $884K | 2.4% | |
| ISHARES US AGGREGATE BD IDX K | Registered Investment Companies | — | — | $591K | 1.6% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $566K | 1.5% | |
| DWS RREEF REAL EST SEC R6 | Registered Investment Companies | — | — | $518K | 1.4% | |
| MFS GOVERNMENT SECURITIES R6 | Registered Investment Companies | — | — | $325K | 0.9% | |
| AMERFUNDS 2010 TARG DATERET R6 | Registered Investment Companies | — | — | $311K | 0.8% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $191K | 0.5% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $190K | 0.5% | |
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $156K | 0.4% | |
| NUVEEN DIVIDEND GROWTH R6 | Registered Investment Companies | — | — | $128K | 0.3% | |
| TEMPLETON FOREIGN FUND R6 | Registered Investment Companies | — | — | $112K | 0.3% | |
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $81K | 0.2% | |
| AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $76K | 0.2% | |
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $64K | 0.2% | |
| MFS EMERGING MARKETS DEBT R6 | Registered Investment Companies | — | — | $62K | 0.2% | |
| INVESCO BALRISK CMDTY STRAT R6 | Registered Investment Companies | — | — | $61K | 0.2% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $48K | 0.1% | |
| PIMCO REAL RETURN FUND - INSTL | Registered Investment Companies | — | — | $24K | <0.1% | |
| INVESCO INTL BOND R6 | Registered Investment Companies | — | — | $2K | <0.1% | |
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INS CO · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |